RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

75 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2017 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 7 closing their positions.

Holders
75
Holders Change
+9
Holders Change %
+13.64%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
32
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$5.64M
2
UBS Group
2
UBS Group
Switzerland
$6.16M
3
FAAS
3
First Allied Advisory Services
California
$1.63M
4
ACM
4
AlphaStar Capital Management
North Carolina
$494K
5
Creative Planning
5
Creative Planning
Kansas
$472K

Top Sellers

1
LCM
1
Laurion Capital Management
New York
$500K
2
CA
2
Cornerstone Advisors
North Carolina
$5.14M
3
FC
3
Fiduciary Counselling
Minnesota
$0
4
HK
4
Horizon Kinetics
New York
$25.5M
5
RCM
5
Rivernorth Capital Management
Florida
$6.11M
Name Market Value Shares Shares
Change 		Shares
Change %
Brown Advisory
26
Brown Advisory
Maryland
$782K 82,802 – –
DA
27
Doliver Advisors
Texas
$761K 80,642 -16,081 -17%
OA
28
Oxbow Advisors
Texas
$682K 72,291 -7,910 -10%
NSAM
29
North Star Asset Management
Wisconsin
$668K 70,773 +416 +0.6%
PVWM
30
Point View Wealth Management
New Jersey
$613K 64,884 -1,343 -2%
SCM
31
Saba Capital Management
New York
$546K 57,852 +22,270 +63%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$514K 54,412 -1,424 -3%
JIP
33
Jaffetilchin Investment Partners
Florida
$508K 53,807 -84,227 -61%
LCM
34
Laurion Capital Management
New York
$500K 52,888 -174,495 -77%
ACM
35
AlphaStar Capital Management
North Carolina
$494K 52,280 +52,280 New
Creative Planning
36
Creative Planning
Kansas
$472K 50,048 +50,048 New
DADC
37
D.A. Davidson & Co
Montana
$428K 45,326 +390 +0.9%
FAIM
38
Financial Advocates Investment Management
Washington
$397K 42,060 +42,060 New
HA
39
Harborview Advisors
Maine
$390K 41,359 +41,359 New
IFWM
40
Institute for Wealth Management
Colorado
$383K 40,366 +870 +2%
IA
41
IFP Advisors
Florida
$350K 37,058 +2,741 +8%
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$345K 36,547 – –
CCP
43
Cardan Capital Partners
Colorado
$314K 33,326 +4,368 +15%
M&T Bank
44
M&T Bank
New York
$306K 32,420 – –
RJFSA
45
Raymond James Financial Services Advisors
Florida
$303K 32,088 +6,858 +27%
AG
46
Advisor Group
Arizona
$296K 31,375 +8,895 +40%
SKK
47
Shepherd Kaplan Krochuk
Massachusetts
$274K 29,000 – –
Citigroup
48
Citigroup
New York
$248K 26,298 -9 -0%
MC
49
Matisse Capital
Oregon
$228K 24,198 +28 +0.1%
BHTS
50
Bar Harbor Trust Services
Maine
$203K 21,517 -30,732 -59%
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