RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

66 hedge funds and large institutions have $81.5M invested in Royce Micro-Cap Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 11 closing their positions.

Holders
66
Holders Change
-3
Holders Change %
-4.35%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
26
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$19M
2
OA
2
Oxbow Advisors
Texas
$5.37M
3
AG
3
Advisor Group
Arizona
$810K
4
Wells Fargo
4
Wells Fargo
California
$5.44M
5
1CP
5
1607 Capital Partners
Virginia
$541K

Top Sellers

1
MC
1
Matisse Capital
Oregon
$234K
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$5.9M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$1.15M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$4.43M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
26
1607 Capital Partners
Virginia
$541K 73,656 +73,656 New
Comerica Bank
27
Comerica Bank
Texas
$443K 56,991 +56,991 New
BWP
28
BSW Wealth Partners
Colorado
$389K 53,043 +53,043 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$386K 52,520 -3,593 -6%
Citigroup
30
Citigroup
New York
$381K 51,920 +51,247 +7,615%
TC
31
TFS Capital
Pennsylvania
$374K 50,983 +19,792 +63%
LCS
32
Levin Capital Strategies
New York
$335K 45,610 +970 +2%
Bank of America
33
Bank of America
North Carolina
$328K 44,751 -28,456 -39%
DADC
34
D.A. Davidson & Co
Montana
$280K 38,280 +271 +0.7%
CWM
35
Concert Wealth Management
California
$276K 37,506 +778 +2%
LPL Financial
36
LPL Financial
California
$268K 36,009 -25,325 -41%
Stifel Financial
37
Stifel Financial
Missouri
$256K 34,743 +22,677 +188%
Ameriprise
38
Ameriprise
Minnesota
$242K 32,919 -10,904 -25%
LCM
39
Landscape Capital Management
New Jersey
$240K 32,679 -66,698 -67%
AA
40
AQR Arbitrage
Connecticut
$238K 32,429 -14,315 -31%
MC
41
Matisse Capital
Oregon
$234K 31,854 -604,140 -95%
HFS
42
HL Financial Services
Kentucky
$186K 25,349 – –
RJFSA
43
Raymond James Financial Services Advisors
Florida
$167K 22,774 +506 +2%
PAG
44
Private Advisor Group
New Jersey
$157K 21,119 -99 -0.5%
SKK
45
Shepherd Kaplan Krochuk
Massachusetts
$132K 17,970 – –
CCP
46
Cardan Capital Partners
Colorado
$105K 14,272 +2,696 +23%
SSB
47
Sandy Spring Bank
Maryland
$94K 12,797 – –
UR
48
USCA RIA
Texas
$90K 12,328 -637 -5%
SWP
49
Stratos Wealth Partners
Ohio
$85K 11,551 +242 +2%
M&T Bank
50
M&T Bank
New York
$84K 11,433 +11,433 New
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