RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

59 hedge funds and large institutions have $73.8M invested in Royce Micro-Cap Trust in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 2 closing their positions.

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
12
Increased
24
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$3.38M
2
NSAM
2
North Star Asset Management
Wisconsin
$4.89M
3
DA
3
Doliver Advisors
Texas
$915K
4
TC
4
TFS Capital
Pennsylvania
$268K
5
LPL Financial
5
LPL Financial
California
$1.28M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$19.3M
3
FAAS
3
First Allied Advisory Services
California
$904K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$856K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$4K
Name Holding Trade Value Shares
Change 		Shares
Change %
FIMG
26
Financial & Investment Management Group
Michigan
$482K +$26.5K +2,623 +6%
RJA
27
Raymond James & Associates
Florida
$477K -$32.3K -3,201 -6%
Ameriprise
28
Ameriprise
Minnesota
$462K +$27.1K +2,692 +6%
GWI
29
Grace & White Inc
New York
$422K +$75.3K +7,473 +22%
Deutsche Bank
30
Deutsche Bank
Germany
$341K +$60.9K +6,049 +22%
DADC
31
D.A. Davidson & Co
Montana
$316K +$17.8K +1,772 +6%
CWM
32
Concert Wealth Management
California
$312K +$15.9K +1,572 +5%
HFS
33
HL Financial Services
Kentucky
$292K – – –
TC
34
TFS Capital
Pennsylvania
$268K +$268K +26,584 New
NGA
35
Naples Global Advisors
Florida
$255K -$27.3K -2,703 -10%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$232K -$84.3K -8,355 -27%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$210K – – –
PPA
38
Parametric Portfolio Associates
Washington
$179K +$2.1K +209 +1%
SKK
39
Shepherd Kaplan Krochuk
Massachusetts
$177K – – –
UR
40
USCA RIA
Texas
$172K – – –
Stifel Financial
41
Stifel Financial
Missouri
$122K +$9.44K +936 +8%
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$114K +$114K +11,281 New
RJT
43
Raymond James Trust
Florida
$111K – – –
SFS
44
Shaker Financial Services
Virginia
$111K +$111K +11,000 New
NPC
45
National Planning Corporation
California
$76K +$76K +7,688 New
GWS
46
Glassman Wealth Services
Virginia
$63K +$63K +6,170 New
Citigroup
47
Citigroup
New York
$62K +$59.4K +5,966 +2,277%
TDC
48
Thompson Davis & Co
Virginia
$46K +$8.2K +816 +22%
MA
49
MUFG Americas
New York
$34K +$6.06K +601 +22%
SIA
50
Stancorp Investment Advisers
Oregon
$29K +$29K +2,900 New
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2
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