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RMT

Royce Micro-Cap Trust

59 hedge funds and large institutions have $73.8M invested in Royce Micro-Cap Trust in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 2

60% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 15

18% more funds holding

Funds holding: 5059 (+9)

2.04% more ownership

Funds ownership: 21.43%23.46% (+2%)

6% less capital invested

Capital invested by funds: $78.6M → $73.8M (-$4.87M)

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
24
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
26
Financial & Investment Management Group
Michigan
$482K +$30K +2,623 +6%
RJA
27
Raymond James & Associates
Florida
$477K -$36.6K -3,201 -6%
Ameriprise
28
Ameriprise
Minnesota
$462K +$30.7K +2,692 +6%
GWI
29
Grace & White Inc
New York
$422K +$85.3K +7,473 +22%
Deutsche Bank
30
Deutsche Bank
Germany
$341K +$69.1K +6,049 +22%
DADC
31
D.A. Davidson & Co
Montana
$316K +$20.2K +1,772 +6%
CWM
32
Concert Wealth Management
California
$312K +$18K +1,572 +5%
HFS
33
HL Financial Services
Kentucky
$292K
TC
34
TFS Capital
Pennsylvania
$268K +$304K +26,584 New
NGA
35
Naples Global Advisors
Florida
$255K -$30.9K -2,703 -10%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$232K -$95.4K -8,355 -27%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$210K
PPA
38
Parametric Portfolio Associates
Washington
$179K +$2.39K +209 +1%
SKK
39
Shepherd Kaplan Krochuk
Massachusetts
$177K
UR
40
USCA RIA
Texas
$172K
Stifel Financial
41
Stifel Financial
Missouri
$122K +$10.7K +936 +8%
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$114K +$129K +11,281 New
RJT
43
Raymond James Trust
Florida
$111K
SFS
44
Shaker Financial Services
Virginia
$111K +$126K +11,000 New
NPC
45
National Planning Corporation
California
$76K +$87.8K +7,688 New
GWS
46
Glassman Wealth Services
Virginia
$63K +$70.5K +6,170 New
Citigroup
47
Citigroup
New York
$62K +$68.1K +5,966 +2,277%
TDC
48
Thompson Davis & Co
Virginia
$46K +$9.32K +816 +22%
MA
49
MUFG Americas
New York
$34K +$6.86K +601 +22%
SIA
50
Stancorp Investment Advisers
Oregon
$29K +$33.1K +2,900 New

RMT Hedge Fund Activity: Q4 2014 in Review

59 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2014, worth a combined $73.8M — down 6.2% from $78.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new RMT positions and 2 closed out — a net gain of 10 holders — while 24 added to existing stakes and 15 trimmed.

The largest buyer was Weiss Asset Management, opening a new position worth an estimated $3.83M. The largest seller was Gramercy Funds Management, exiting entirely with an estimated $4.78M sold.

  • 59 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2014, up from 50 in Q3 2014.
  • Funds reported $73.8M of Royce Micro-Cap Trust stock for Q4 2014, down 6.2% quarter-over-quarter.
  • 12 funds opened new Royce Micro-Cap Trust positions in Q4 2014 and 2 closed out, a net change of +10 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2014 was Weiss Asset Management, an estimated $3.83M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2014 was Gramercy Funds Management, an estimated $4.78M sold.

Based on aggregated 13F filings for Q4 2014.