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RMT

Royce Micro-Cap Trust

53 hedge funds and large institutions have $92.2M invested in Royce Micro-Cap Trust in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

2% less capital invested

Capital invested by funds: $94.5M → $92.2M (-$2.28M)

1.4% less ownership

Funds ownership: 26.2%24.8% (-1.4%)

5% less funds holding

Funds holding: 5653 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
53
Holders Change
-3
Holders Change %
-5.36%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
20
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIMG
26
Financial & Investment Management Group
Michigan
$569K -$33.2K -2,740 -6%
Ameriprise
27
Ameriprise
Minnesota
$508K +$74.1K +6,117 +18%
GWI
28
Grace & White Inc
New York
$434K
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$426K -$134K -11,027 -25%
1CP
30
1607 Capital Partners
Virginia
$414K -$847K -69,934 -68%
DADC
31
D.A. Davidson & Co
Montana
$371K +$1.87K +154 +0.5%
HFS
32
HL Financial Services
Kentucky
$366K
CWM
33
Concert Wealth Management
California
$359K +$703 +58 +0.2%
NGA
34
Naples Global Advisors
Florida
$353K
Deutsche Bank
35
Deutsche Bank
Germany
$337K +$324K +26,777 New
KeyBank National Association
36
KeyBank National Association
Ohio
$324K -$14.9K -1,231 -5%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$283K -$14.5K -1,195 -5%
PPA
38
Parametric Portfolio Associates
Washington
$248K +$38.5K +3,178 +19%
SKK
39
Shepherd Kaplan Krochuk
Massachusetts
$221K +$43.9K +3,620 +26%
UR
40
USCA RIA
Texas
$215K
CIBC Private Wealth Group
41
CIBC Private Wealth Group
Georgia
$204K
Creative Planning
42
Creative Planning
Kansas
$186K +$165K +13,591 +1,224%
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$174K -$122K -10,108 -42%
Stifel Financial
44
Stifel Financial
Missouri
$141K
RJT
45
Raymond James Trust
Florida
$139K +$133K +11,000 New
MFS
46
MSI Financial Services
Massachusetts
$138K -$6.31K -521 -5%
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$63K
TDC
48
Thompson Davis & Co
Virginia
$46K
MA
49
MUFG Americas
New York
$34K +$618 +51 +2%
DOA
50
D'Orazio & Associates
Virginia
$31K

RMT Hedge Fund Activity: Q2 2014 in Review

53 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2014, worth a combined $92.2M — down 2.4% from $94.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RMT and 3 opened new positions — a net loss of 3 holders — while 18 trimmed existing stakes and 20 added.

The largest buyer was Wells Fargo, adding an estimated $1.01M. The largest seller was Bulldog Investors, cutting an estimated $2.7M.

  • 53 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2014, down from 56 in Q1 2014.
  • Funds reported $92.2M of Royce Micro-Cap Trust stock for Q2 2014, down 2.4% quarter-over-quarter.
  • 3 funds opened new Royce Micro-Cap Trust positions in Q2 2014 and 6 closed out, a net change of -3 holders.
  • The largest Royce Micro-Cap Trust buyer in Q2 2014 was Wells Fargo, an estimated $1.01M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2014 was Bulldog Investors, an estimated $2.7M sold.

Based on aggregated 13F filings for Q2 2014.