RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

53 hedge funds and large institutions have $92.2M invested in Royce Micro-Cap Trust in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
53
Holders Change
-3
Holders Change %
-5.36%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
20
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$12.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$24.7M
3
Deutsche Bank
3
Deutsche Bank
Germany
$337K
4
MAA
4
Mraz Amerine & Associates
California
$1.49M
5
FAAS
5
First Allied Advisory Services
California
$1.5M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$2.15M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
1CP
3
1607 Capital Partners
Virginia
$414K
4
DA
4
Doliver Advisors
Texas
$0
5
RJA
5
Raymond James & Associates
Florida
$1.86M
Name Holding Trade Value Shares
Change 		Shares
Change %
FIMG
26
Financial & Investment Management Group
Michigan
$569K -$34.6K -2,740 -6%
Ameriprise
27
Ameriprise
Minnesota
$508K +$77.3K +6,117 +18%
GWI
28
Grace & White Inc
New York
$434K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$426K -$139K -11,027 -25%
1CP
30
1607 Capital Partners
Virginia
$414K -$883K -69,934 -68%
DADC
31
D.A. Davidson & Co
Montana
$371K +$1.94K +154 +0.5%
HFS
32
HL Financial Services
Kentucky
$366K – – –
CWM
33
Concert Wealth Management
California
$359K +$708 +58 +0.2%
NGA
34
Naples Global Advisors
Florida
$353K – – –
Deutsche Bank
35
Deutsche Bank
Germany
$337K +$337K +26,777 New
KeyBank National Association
36
KeyBank National Association
Ohio
$324K -$15.5K -1,231 -5%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$283K -$15.1K -1,195 -5%
PPA
38
Parametric Portfolio Associates
Washington
$248K +$40.1K +3,178 +19%
SKK
39
Shepherd Kaplan Krochuk
Massachusetts
$221K +$45.6K +3,620 +26%
UR
40
USCA RIA
Texas
$215K – – –
CIBC Private Wealth Group
41
CIBC Private Wealth Group
Georgia
$204K – – –
Creative Planning
42
Creative Planning
Kansas
$186K +$172K +13,591 +1,224%
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$174K -$128K -10,108 -42%
Stifel Financial
44
Stifel Financial
Missouri
$141K – – –
RJT
45
Raymond James Trust
Florida
$139K +$139K +11,000 New
MFS
46
MSI Financial Services
Massachusetts
$138K -$6.58K -521 -5%
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$63K – – –
TDC
48
Thompson Davis & Co
Virginia
$46K – – –
MA
49
MUFG Americas
New York
$34K +$639 +51 +2%
DOA
50
D'Orazio & Associates
Virginia
$31K – – –
1
2
3