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Hercules Capital
HTGC

Overview Fund Activity

199 hedge funds and large institutions have $289M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
199
Holders Change
+8
Holders Change %
+4.19%
% of All Funds
4.4%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
37
Increased
71
Reduced
61
Closed
26
Calls
$716K
Puts
$1.22M
Net Calls
-$508K
Net Calls Change
-$750K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.25M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.73M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$2.8M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$769K
2
Assenagon Asset Management
2
Assenagon Asset Management
Luxembourg
$0
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.34M
4
CIM
4
Confluence Investment Management
Missouri
$4.03M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
MPAM
201
Monarch Partners Asset Management
Massachusetts
– -$1.74M -123,816 Closed
CAGAS
202
Capital Advisory Group Advisory Services
Minnesota
– -$320K -22,789 Closed
P
203
&Partners
Tennessee
– -$271K -19,350 Closed
CIBC Private Wealth Group
204
CIBC Private Wealth Group
Georgia
– -$259K -18,487 Closed
SM
205
Salzhauer Michael
– -$252K -18,000 Closed
OCG
206
Opus Capital Group
Ohio
– -$202K -14,401 Closed
SSA
207
Schonfeld Strategic Advisors
New York
– -$192K -13,700 Closed
SBIA
208
Sheaff Brock Investment Advisors
Indiana
– -$180K -12,850 Closed
Comerica Bank
209
Comerica Bank
Texas
– -$150K -10,293 Closed
CG
210
CFO4Life Group
Texas
– -$141K -10,040 Closed
PCM
211
Prelude Capital Management
New York
– -$129K -9,200 Closed
ST
212
Smithfield Trust
Pennsylvania
– -$69K -4,895 Closed
Chevy Chase Trust
213
Chevy Chase Trust
Maryland
– -$46K -3,305 Closed
TCWM
214
Total Clarity Wealth Management
Illinois
– -$22K -1,550 Closed
PA
215
PSI Advisors
Florida
– -$18K -1,350 Closed
WOC
216
West Oak Capital
California
– -$14K -1,000 Closed
AWA
217
Artemis Wealth Advisors
New York
– -$9.41K -671 Closed
EFSCE
218
Enterprise Financial Services Corp (EFSC)
Missouri
– -$8K -600 Closed
BBHC
219
Brown Brothers Harriman & Co
New York
– -$7K -523 Closed
THWM
220
Taylor Hoffman Wealth Management
Virginia
– -$7K -500 Closed
MPWT
221
MassMutual Private Wealth & Trust
Connecticut
– -$5K -374 Closed
TSW
222
Thompson Siegel & Walmsley
Virginia
– -$5K -356 Closed
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