Sheaff Brock Investment Advisors’s Hercules Capital HTGC Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-10,216	Closed	-$135K	–	533
2022 Q4	$135K	Buy	+10,216	New	+$139K	0.01%	448
2022 Q2	–	Sell	-12,086	Closed	-$218K	–	524
2022 Q1	$218K	Buy	12,086 +749	+7%	+$13.2K	0.02%	451
2021 Q4	$189K	Buy	11,337 +300	+3%	+$5.09K	0.01%	496
2021 Q3	$184K	Buy	11,037 +838	+8%	+$14.2K	0.01%	508
2021 Q2	$174K	Sell	10,199 -500	-5%	-$8.55K	0.01%	485
2021 Q1	$172K	Buy	+10,699	New	+$166K	0.01%	456
2020 Q1	–	Sell	-12,850	Closed	-$180K	–	447
2019 Q4	$180K	Buy	+12,850	New	+$179K	0.02%	427

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

T. Rowe Price Investment Management Baltimore, Maryland $153B AUM 38.14% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Sheaff Brock Investment Advisors's HTGC Position: Q1 2023 in Review

Sheaff Brock Investment Advisors sold out of Hercules Capital (HTGC) in Q1 2023, closing a stake of 10,216 shares — an estimated $135K sold.

Sheaff Brock Investment Advisors first reported a position in HTGC in Q4 2019 and held it in 7 quarters. The position peaked at $218K in Q1 2022. 257 funds tracked by Wall St. Rank hold HTGC as of Q1 2023.

Sheaff Brock Investment Advisors reported no remaining Hercules Capital position as of Q1 2023 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 10,216 Hercules Capital shares in Q1 2023, an estimated $135K.
Sheaff Brock Investment Advisors first reported a position in Hercules Capital in Q4 2019 and held it in 7 quarters.
Sheaff Brock Investment Advisors's Hercules Capital position peaked at $218K in Q1 2022.
257 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2023.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2023, filed 1 May 2023.