West Oak Capital’s Hercules Capital HTGC Stock Holding History

West Oak Capital’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-500	Closed	-$91	–	288
2025 Q2	$91	Hold	500	–	–	﹤0.01%	247
2025 Q1	$96	Hold	500	–	–	﹤0.01%	245
2024 Q4	$100K	Hold	500	–	–	﹤0.01%	245
2024 Q3	$98	Hold	500	–	–	﹤0.01%	248
2024 Q2	$10.2K	Hold	500	–	–	﹤0.01%	249
2024 Q1	$9K	Hold	500	–	–	﹤0.01%	252
2023 Q4	$9K	Hold	500	–	–	﹤0.01%	252
2023 Q3	$8K	Hold	500	–	–	﹤0.01%	255
2023 Q2	$7.4K	Hold	500	–	–	﹤0.01%	261
2023 Q1	$6.45K	Buy	+500	New	+$6.99K	﹤0.01%	265
2022 Q4	–	Sell	-500	Closed	-$6K	–	301
2022 Q3	$6K	Hold	500	–	–	﹤0.01%	264
2022 Q2	$7K	Hold	500	–	–	﹤0.01%	258
2022 Q1	$9K	Hold	500	–	–	﹤0.01%	271
2021 Q4	$8K	Hold	500	–	–	﹤0.01%	281
2021 Q3	$8K	Hold	500	–	–	﹤0.01%	289
2021 Q2	$9K	Buy	+500	New	+$8.55K	﹤0.01%	284
2020 Q1	–	Sell	-1,000	Closed	-$14K	–	299
2019 Q4	$14K	Sell	1,000 -2,000	-67%	-$27.8K	0.01%	225
2019 Q3	$40K	Hold	3,000	–	–	0.02%	185
2019 Q2	$38K	Buy	+3,000	New	+$38.9K	0.02%	192

Other funds holding HTGC

UBP

Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

West Oak Capital's HTGC Position: Q3 2025 in Review

West Oak Capital sold out of Hercules Capital (HTGC) in Q3 2025, closing a stake of 500 shares — an estimated $91 sold.

West Oak Capital first reported a position in HTGC in Q2 2019 and held it in 19 quarters. The position peaked at $100K in Q4 2024. 344 funds tracked by Wall St. Rank hold HTGC as of Q3 2025.

West Oak Capital reported no remaining Hercules Capital position as of Q3 2025 after selling out during the quarter.
West Oak Capital sold 500 Hercules Capital shares in Q3 2025, an estimated $91.
West Oak Capital first reported a position in Hercules Capital in Q2 2019 and held it in 19 quarters.
West Oak Capital's Hercules Capital position peaked at $100K in Q4 2024.
344 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2025.

Based on West Oak Capital's 13F filing for Q3 2025, filed 3 Oct 2025.