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Hercules Capital
HTGC

Overview Fund Activity

255 hedge funds and large institutions have $398M invested in Hercules Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 107 increasing their positions, 63 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
255
Holders Change
-6
Holders Change %
-2.3%
% of All Funds
4.08%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
38
Increased
107
Reduced
63
Closed
41
Calls
$9.86M
Puts
$22.4M
Net Calls
-$12.5M
Net Calls Change
+$6.09M

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11.2M
2
CCPM
2
Cooper Creek Partners Management
New York
$7.01M
3
Citadel Advisors
3
Citadel Advisors
Florida
$16.2M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.75M
5
MHI
5
Miller Howard Investments
New York
$3.87M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.84M
2
GIP
2
Granite Investment Partners
California
$0
3
BTCPP
3
Border to Coast Pensions Partnership
United Kingdom
$6.77M
4
MGAM
4
McGowan Group Asset Management
Texas
$0
5
Northern Trust
5
Northern Trust
Illinois
$1.26M
Name Holding Trade Value Shares
Change 		Shares
Change %
PM
151
Penbrook Management
New York
$232K +$232K +18,037 New
BRWA
152
B. Riley Wealth Advisors
Florida
$232K +$53.1K +4,118 +30%
PFO
153
Pathstone Family Office
New Jersey
$227K -$213K -16,539 -48%
VAS
154
Vestmark Advisory Solutions
Massachusetts
$221K +$5.21K +404 +2%
IA
155
Inspire Advisors
Idaho
$220K +$220K +17,050 New
CG
156
Caprock Group
Idaho
$219K – – –
CAN
157
Cetera Advisor Networks
California
$217K +$23.4K +1,814 +12%
KAS
158
Kestra Advisory Services
Texas
$216K +$7.27K +564 +3%
BPA
159
Beacon Pointe Advisors
California
$212K +$54.7K +4,242 +35%
SFC
160
Strategic Financial Concepts
Texas
$206K +$206K +16,000 New
QIM
161
Quest Investment Management
Oregon
$197K – – –
CWP
162
Core Wealth Partners
California
$196K – – –
RFA
163
Register Financial Advisors
Georgia
$194K +$63.1K +4,899 +48%
AFO
164
Allie Family Office
Florida
$193K – – –
CFGS
165
Concourse Financial Group Securities
Alabama
$188K +$5.36K +416 +3%
RWB
166
RMR Wealth Builders
New Jersey
$184K +$4.92K +382 +3%
CW
167
CreativeOne Wealth
Kansas
$184K +$47.6K +3,681 +35%
LNWWM
168
Laird Norton Wetherby Wealth Management
California
$184K +$2.64K +205 +1%
Allspring Global Investments
169
Allspring Global Investments
North Carolina
$169K -$104K -8,100 -38%
BFA
170
Beaumont Financial Advisors
Massachusetts
$166K +$166K +12,915 New
BCM
171
Brookstone Capital Management
Illinois
$160K +$807 +62 +0.5%
LWA
172
Lineweaver Wealth Advisors
Ohio
$160K +$160K +12,375 New
BCM
173
Bayesian Capital Management
New York
$159K +$159K +12,359 New
P
174
&Partners
Tennessee
$158K – – –
VIA
175
Virtus Investment Advisers
Connecticut
$157K -$5.41K -420 -3%
5 6
7
8 9