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B. Riley Wealth Advisors’s Hercules Capital HTGC Stock Holding History

B. Riley Wealth Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-12,976
Closed -$265K – 1342
2024
Q2 		$265K Sell
12,976
-2,178
-14% -$41.9K 0.01% 1088
2024
Q1 		$249K Buy
15,154
+127
+0.8% +$2.25K 0.01% 1149
2023
Q4 		$251K Sell
15,027
-127
-0.8% -$2.01K 0.01% 1136
2023
Q3 		$249K Sell
15,154
-1,966
-11% -$32.2K 0.01% 1149
2023
Q2 		$253K Sell
17,120
-871
-5% -$11.9K 0.01% 1213
2023
Q1 		$232K Buy
17,991
+4,118
+30% +$57.6K 0.01% 1215
2022
Q4 		$183K Sell
13,873
-861
-6% -$11.7K 0.01% 1286
2022
Q3 		$171K Buy
14,734
+2,611
+22% +$37.3K 0.01% 1257
2022
Q2 		$164K Sell
12,123
-3,347
-22% -$52.3K 0.01% 1067
2022
Q1 		$280K Buy
15,470
+2,750
+22% +$48.3K 0.01% 1046
2021
Q4 		$212K Sell
12,720
-185
-1% -$3.14K 0.01% 1245
2021
Q3 		$215K Buy
+12,905
New +$219K 0.01% 1207
2021
Q2 		– Sell
-10,504
Closed -$169K – 1407
2021
Q1 		$169K Buy
+10,504
New +$163K 0.01% 1218
2020
Q4 		– Sell
-10,151
Closed -$117K – 1061
2020
Q3 		$117K Buy
+10,151
New +$113K 0.01% 879
2015
Q1 		– Sell
-1,400
Closed -$21K – 1203
2014
Q4 		$21K Buy
+1,400
New +$21.1K ﹤0.01% 2521
2014
Q3 		– Sell
-2,162
Closed -$34.9K – 1201
2014
Q2 		$34.9K Buy
+2,162
New +$31.6K 0.01% 1184

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $174M AUM 9.16% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

B. Riley Wealth Advisors's HTGC Position: Q3 2024 in Review

B. Riley Wealth Advisors sold out of Hercules Capital (HTGC) in Q3 2024, closing a stake of 12,976 shares — an estimated $265K sold.

B. Riley Wealth Advisors first reported a position in HTGC in Q2 2014 and held it in 16 quarters. The position peaked at $280K in Q1 2022. 299 funds tracked by Wall St. Rank hold HTGC as of Q3 2024.

  • B. Riley Wealth Advisors reported no remaining Hercules Capital position as of Q3 2024 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 12,976 Hercules Capital shares in Q3 2024, an estimated $265K.
  • B. Riley Wealth Advisors first reported a position in Hercules Capital in Q2 2014 and held it in 16 quarters.
  • B. Riley Wealth Advisors's Hercules Capital position peaked at $280K in Q1 2022.
  • 299 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2024.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2024, filed 13 Dec 2024.