Pathstone Family Office’s Hercules Capital HTGC Stock Holding History

Pathstone Family Office’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	$386K	Buy	23,504 +5,860	+33%	+$95.9K	﹤0.01%	1171
2023 Q2	$261K	Buy	17,644 +1	+0%	+$14	﹤0.01%	1026
2023 Q1	$227K	Sell	17,643 -16,539	-48%	-$231K	﹤0.01%	1036
2022 Q4	$3.1M	Buy	34,182 +2	+0%	+$27	0.03%	377
2022 Q3	$396K	Buy	34,180 +17,180	+101%	+$245K	﹤0.01%	1159
2022 Q2	$229K	Hold	17,000	–	–	0.01%	904
2022 Q1	$306K	Sell	17,000 -147	-0.9%	-$2.58K	0.01%	741
2021 Q4	$286K	Sell	17,147 -12,719	-43%	-$216K	0.01%	728
2021 Q3	$498K	Buy	29,866 +18,866	+172%	+$321K	0.01%	516
2021 Q2	$188K	Hold	11,000	–	–	0.01%	784
2021 Q1	$176K	Hold	11,000	–	–	0.01%	619
2020 Q4	$159K	Buy	11,000 +2,000	+22%	+$25.5K	0.01%	299
2020 Q3	$105K	Buy	+9,000	New	+$100K	0.01%	278
2019 Q4	–	Sell	-2,428	Closed	-$32K	–	518
2019 Q3	$32K	Buy	+2,428	New	+$31.7K	﹤0.01%	332

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

GHAM

Gilman Hill Asset Management New Canaan, Connecticut $731M AUM 19.41% 1-Year Est. Return

Pathstone Family Office's HTGC Position: Q3 2023 in Review

Pathstone Family Office increased its Hercules Capital (HTGC) stake by 33% in Q3 2023, buying an estimated $95.9K and bringing the position to 23,504 shares worth $386K. The position accounts for ﹤0.01% of the portfolio, ranked #1171.

Pathstone Family Office first reported a position in HTGC in Q3 2019 and has held it in 14 quarters since. The position peaked at $3.1M in Q4 2022. 266 funds tracked by Wall St. Rank hold HTGC as of Q3 2023.

Pathstone Family Office held 23,504 shares of Hercules Capital worth $386K as of Q3 2023.
Pathstone Family Office bought 5,860 Hercules Capital shares in Q3 2023, an estimated $95.9K.
Hercules Capital made up ﹤0.01% of Pathstone Family Office's portfolio in Q3 2023, its #1171 holding.
Pathstone Family Office first reported a position in Hercules Capital in Q3 2019 and has held it in 14 quarters since.
Pathstone Family Office's Hercules Capital position peaked at $3.1M in Q4 2022.
266 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2023.

Based on Pathstone Family Office's 13F filing for Q3 2023, filed 8 Nov 2023.