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Hercules Capital

158 hedge funds and large institutions have $545M invested in Hercules Capital in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $2.73M | Put options by funds: $1.22M

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

14% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 49

12% more capital invested

Capital invested by funds: $486M → $545M (+$58.6M)

1% more funds holding

Funds holding: 156158 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.15% less ownership

Funds ownership: 44.67%43.52% (-1.1%)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
3.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
26
Increased
56
Reduced
49
Closed
22
Calls
$2.73M
Puts
$1.22M
Net Calls
+$1.51M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
GXMC
126
Global X Management Company
New York
$139K +$45K +3,067 +50%
Lazard Asset Management
127
Lazard Asset Management
New York
$105K
GWM
128
Geneos Wealth Management
Colorado
$104K
Manulife (Manufacturers Life Insurance)
129
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$103K +$23.2K +1,584 +30%
CPIG
130
Chicago Partners Investment Group
Illinois
$68K +$792 +54 +1%
JP Morgan Chase
131
JP Morgan Chase
New York
$67K -$566K -38,609 -90%
First Manhattan
132
First Manhattan
New York
$60K
HCM
133
Highlander Capital Management
New Jersey
$53K -$14.7K -1,000 -22%
WT
134
Whittier Trust
California
$37K
QT
135
Quantbot Technologies
New York
$29K +$28.5K +1,943 New
BNP Paribas Financial Markets
136
BNP Paribas Financial Markets
France
$26.9K +$5.72K +390 +28%
SIA
137
SeaBridge Investment Advisors
New Jersey
$21K +$20.1K +1,370 New
TDC
138
Thompson Davis & Co
Virginia
$20K
Northwestern Mutual Wealth Management
139
Northwestern Mutual Wealth Management
Wisconsin
$17K +$16.1K +1,100 New
Simplex Trading
140
Simplex Trading
Illinois
$17K +$16.8K +1,146 New
PCP
141
Proficio Capital Partners
Massachusetts
$16K -$1.19K -81 -6%
PCM
142
Penserra Capital Management
California
$15K -$1.99K -136 -11%
JC
143
JBF Capital
Colorado
$15K +$14.7K +1,000 New
NFG
144
Next Financial Group
Texas
$12K
FMP
145
Financial Management Professionals
Texas
$11K
RPG
146
Risk Paradigm Group
Texas
$10.1K +$9.75K +665 New
SAM
147
Solaris Asset Management
New York
$10K +$9.94K +678 New
WEC
148
Winslow Evans & Crocker
Massachusetts
$7.57K
FHA
149
First Horizon Advisors
Tennessee
$7K -$3.48K -237 -32%
DOA
150
D'Orazio & Associates
Virginia
$5K