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Hercules Capital
HTGC

Overview Fund Activity

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.47M
2
Invesco
2
Invesco
Georgia
$18M
3
BlackRock
3
BlackRock
New York
$15.5M
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$2.6M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$2.38M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$5.54M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$1.23M
4
Skandinaviska Enskilda Banken (SEB)
4
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
5
MC
5
Muzinich & Co
New York
$8.53M
Name Market Value Shares Shares
Change 		Shares
Change %
AAS
101
Avantax Advisory Services
Texas
$589K 35,133 -19,421 -36%
RJFSA
102
Raymond James Financial Services Advisors
Florida
$589K 35,457 +11,315 +47%
LC
103
Lindbrook Capital
California
$553K 33,272 -2,000 -6%
Allianz Asset Management
104
Allianz Asset Management
Germany
$549K 33,055 +1,952 +6%
CC
105
Claybrook Capital
Massachusetts
$542K 32,620 +32,620 New
CANY
106
Caxton Associates (New York)
New York
$512K 30,823 +16,214 +111%
PFO
107
Pathstone Family Office
New Jersey
$498K 29,866 +18,866 +172%
Cerity Partners
108
Cerity Partners
New York
$495K 29,793 +363 +1%
SWP
109
Stratos Wealth Partners
Ohio
$494K 29,744 -1,332 -4%
PCM
110
Prelude Capital Management
New York
$491K 29,575 – –
FNBOMD
111
First National Bank of Mount Dora
Florida
$486K 29,246 – –
GSWM
112
Golden State Wealth Management
California
$483K 29,086 +29,086 New
ETC
113
Exchange Traded Concepts
Oklahoma
$473K 28,460 -781 -3%
NSIM
114
North Star Investment Management
Illinois
$462K 27,803 +44 +0.2%
SIA
115
Sit Investment Associates
Minnesota
$443K 26,675 – –
WP
116
WealthSource Partners
California
$432K 26,010 +645 +3%
GWM
117
Geneos Wealth Management
Colorado
$419K 25,219 +314 +1%
KA
118
Kovack Advisors
Florida
$410K 24,708 +432 +2%
CA
119
Continuum Advisory
Idaho
$366K 22,051 -1,500 -6%
Jane Street
120
Jane Street
New York
$362K 21,804 +21,804 New
Creative Planning
121
Creative Planning
Kansas
$357K 21,483 -1,073 -5%
TI
122
Tidal Investments
Wisconsin
$334K 20,080 +20,080 New
KAS
123
Kestra Advisory Services
Texas
$332K 19,975 -4,319 -18%
FNT
124
First National Trust
Pennsylvania
$326K 19,634 – –
FFA
125
Founders Financial Alliance
North Carolina
$325K 19,541 +424 +2%
3 4
5
6 7