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Hercules Capital
HTGC

Overview Fund Activity

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.62%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K

Top Buyers

1
Aberdeen Group
1
Aberdeen Group
United Kingdom
$7.92M
2
JAM
2
Jacobs Asset Management
New York
$2.89M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$16.6M
4
BlackRock
4
BlackRock
New York
$9.4M
5
Barclays
5
Barclays
United Kingdom
$1.48M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$562K
3
Assenagon Asset Management
3
Assenagon Asset Management
Luxembourg
$1.51M
4
Citadel Advisors
4
Citadel Advisors
Florida
$194K
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SWP
101
Stratos Wealth Partners
Ohio
$283K 24,430 +5,250 +27%
GWM
102
Geneos Wealth Management
Colorado
$276K 24,523 -2,238 -8%
Capital Fund Management (CFM)
103
Capital Fund Management (CFM)
France
$271K 23,420 +23,420 New
Simplex Trading
104
Simplex Trading
Illinois
$257K 22,297 -24,154 -52%
CA
105
Continuum Advisory
Idaho
$243K 20,500 +20,500 New
RJFSA
106
Raymond James Financial Services Advisors
Florida
$237K 20,512 +4,594 +29%
Mirae Asset Global Investments
107
Mirae Asset Global Investments
South Korea
$231K 19,972 -1,682 -8%
SG Americas Securities
108
SG Americas Securities
New York
$230K 19,910 -2,982 -13%
KA
109
Kovack Advisors
Florida
$229K 19,814 +1,599 +9%
AI
110
Atom Investors
Texas
$229K 19,798 +19,798 New
LB
111
Leo Brokerage
Texas
$221K 21,073 +21,073 New
KAS
112
Kestra Advisory Services
Texas
$213K 18,415 +18,415 New
N
113
Natixis
France
$212K 18,321 +18,321 New
Victory Capital Management
114
Victory Capital Management
Texas
$210K 18,159 -440 -2%
PI
115
PEAK6 Investments
Illinois
$208K 18,014 +18,014 New
Goldman Sachs
116
Goldman Sachs
New York
$205K 17,692 -201,773 -92%
FFA
117
Founders Financial Alliance
North Carolina
$205K 17,790 +17,790 New
AWM
118
AE Wealth Management
Kansas
$202K 17,501 -5,437 -24%
SEI Investments
119
SEI Investments
Pennsylvania
$195K 16,402 -3,685 -18%
Citadel Advisors
120
Citadel Advisors
Florida
$194K 16,796 -247,967 -94%
SCM
121
Shelton Capital Management
Colorado
$194K 16,750 – –
VAS
122
Vestmark Advisory Solutions
Massachusetts
$194K 16,752 +159 +1%
AIMCA
123
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$185K 16,009 – –
CAMG
124
CWA Asset Management Group
Florida
$184K 15,885 +15,885 New
Lido Advisors
125
Lido Advisors
California
$183K 15,801 – –
3 4
5
6 7