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Hercules Capital

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 57

4% more capital invested

Capital invested by funds: $371M → $385M (+$14.3M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

2% less funds holding

Funds holding: 183179 (-4)

2.87% less ownership

Funds ownership: 31.99%29.12% (-2.9%)

13% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 31

21% less call options, than puts

Call options by funds: $3.29M | Put options by funds: $4.16M

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.61%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
101
Stratos Wealth Partners
Ohio
$283K +$58.4K +5,250 +27%
GWM
102
Geneos Wealth Management
Colorado
$276K -$24.9K -2,238 -8%
Capital Fund Management (CFM)
103
Capital Fund Management (CFM)
France
$271K +$260K +23,420 New
Simplex Trading
104
Simplex Trading
Illinois
$257K -$269K -24,154 -52%
CA
105
Continuum Advisory
Idaho
$243K +$228K +20,500 New
RJFSA
106
Raymond James Financial Services Advisors
Florida
$237K +$51.1K +4,594 +29%
Mirae Asset Global Investments
107
Mirae Asset Global Investments
South Korea
$231K -$18.7K -1,682 -8%
SG Americas Securities
108
SG Americas Securities
New York
$230K -$33.2K -2,982 -13%
KA
109
Kovack Advisors
Florida
$229K +$17.8K +1,599 +9%
AI
110
Atom Investors
Texas
$229K +$220K +19,798 New
LB
111
Leo Brokerage
Texas
$221K +$234K +21,073 New
KAS
112
Kestra Advisory Services
Texas
$213K +$205K +18,415 New
N
113
Natixis
France
$212K +$204K +18,321 New
Victory Capital Management
114
Victory Capital Management
Texas
$210K -$4.89K -440 -2%
PI
115
PEAK6 Investments
Illinois
$208K +$200K +18,014 New
Goldman Sachs
116
Goldman Sachs
New York
$205K -$2.24M -201,773 -92%
FFA
117
Founders Financial Alliance
North Carolina
$205K +$198K +17,790 New
AWM
118
AE Wealth Management
Kansas
$202K -$60.5K -5,437 -24%
SEI Investments
119
SEI Investments
Pennsylvania
$195K -$41K -3,685 -18%
Citadel Advisors
120
Citadel Advisors
Florida
$194K -$2.76M -247,967 -94%
SCM
121
Shelton Capital Management
Colorado
$194K
VAS
122
Vestmark Advisory Solutions
Massachusetts
$194K +$1.77K +159 +1%
AIMCA
123
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$185K
CAMG
124
CWA Asset Management Group
Florida
$184K +$177K +15,885 New
Lido Advisors
125
Lido Advisors
California
$183K