PEAK6 Investments’s Hercules Capital HTGC Stock Holding History

PEAK6 Investments’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-13,097	Closed	-$203K	–	5150
2020 Q4	$189K	Sell	13,097 -4,917	-27%	-$62.6K	﹤0.01%	3770
2020 Q3	$208K	Buy	+18,014	New	+$200K	﹤0.01%	3480
2019 Q2	–	Sell	-9,188	Closed	-$116K	–	3941
2019 Q1	$116K	Buy	+9,188	New	+$117K	﹤0.01%	3174

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $174M AUM 9.16% 1-Year Est. Return

PEAK6 Investments's HTGC Position: Q1 2021 in Review

PEAK6 Investments sold out of Hercules Capital (HTGC) in Q1 2021, closing a stake of 13,097 shares — an estimated $203K sold.

PEAK6 Investments first reported a position in HTGC in Q1 2019 and held it in 3 quarters. The position peaked at $208K in Q3 2020. 213 funds tracked by Wall St. Rank hold HTGC as of Q1 2021.

PEAK6 Investments reported no remaining Hercules Capital position as of Q1 2021 after selling out during the quarter.
PEAK6 Investments sold 13,097 Hercules Capital shares in Q1 2021, an estimated $203K.
PEAK6 Investments first reported a position in Hercules Capital in Q1 2019 and held it in 3 quarters.
PEAK6 Investments's Hercules Capital position peaked at $208K in Q3 2020.
213 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2021.

Based on PEAK6 Investments's 13F filing for Q1 2021, filed 14 May 2021.