PEAK6 Investments’s Hercules Capital HTGC Stock Holding History

PEAK6 Investments’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q2	–	Sell	-22,800	Closed	-$421K	–	3921
2024 Q1	$421K	Buy	+22,800	New	+$405K	﹤0.01%	2565
2023 Q3	–	Sell	-15,200	Closed	-$225K	–	4270
2023 Q2	$225K	Buy	+15,200	New	+$208K	﹤0.01%	2792
2022 Q4	–	Sell	-6,800	Closed	-$79K	–	4765
2022 Q3	$79K	Sell	6,800 -30,200	-82%	-$431K	﹤0.01%	4198
2022 Q2	$519K	Buy	37,000 +3,200	+9%	+$50K	﹤0.01%	3784
2022 Q1	$611K	Sell	33,800 -10,100	-23%	-$177K	﹤0.01%	2943
2021 Q4	$728K	Sell	43,900 -15,000	-25%	-$254K	﹤0.01%	2866
2021 Q3	$978K	Sell	58,900 -7,600	-11%	-$129K	﹤0.01%	2622
2021 Q2	$1.13M	Buy	66,500 +28,300	+74%	+$484K	﹤0.01%	2457
2021 Q1	$612K	Buy	38,200 +20,900	+121%	+$324K	﹤0.01%	3009
2020 Q4	$249K	Buy	+17,300	New	+$220K	﹤0.01%	3625

Other funds holding HTGC

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

PEAK6 Investments's HTGC Position: Q1 2021 in Review

PEAK6 Investments sold out of Hercules Capital (HTGC) in Q1 2021, closing a stake of 13,097 shares — an estimated $203K sold.

PEAK6 Investments first reported a position in HTGC in Q1 2019 and held it in 3 quarters. The position peaked at $208K in Q3 2020. 213 funds tracked by Wall St. Rank hold HTGC as of Q1 2021.

PEAK6 Investments reported no remaining Hercules Capital position as of Q1 2021 after selling out during the quarter.
PEAK6 Investments sold 13,097 Hercules Capital shares in Q1 2021, an estimated $203K.
PEAK6 Investments first reported a position in Hercules Capital in Q1 2019 and held it in 3 quarters.
PEAK6 Investments's Hercules Capital position peaked at $208K in Q3 2020.
213 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2021.

Based on PEAK6 Investments's 13F filing for Q1 2021, filed 14 May 2021.