PEAK6 Investments’s Hercules Capital HTGC Stock Holding History

PEAK6 Investments’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-100	Closed	-$1.48K	–	4271
2023 Q2	$1.48K	Buy	+100	New	+$1.37K	﹤0.01%	3751
2022 Q4	–	Sell	-39,000	Closed	-$452K	–	4766
2022 Q3	$452K	Buy	39,000 +38,900	+38,900%	+$555K	﹤0.01%	2967
2022 Q2	$1.48K	Sell	100 -8,200	-99%	-$128K	﹤0.01%	6002
2022 Q1	$150K	Buy	+8,300	New	+$146K	﹤0.01%	4060
2021 Q4	–	Sell	-200	Closed	-$3K	–	5401
2021 Q3	$3K	Sell	200 -3,800	-95%	-$64.6K	﹤0.01%	4937
2021 Q2	$68K	Sell	4,000 -10,100	-72%	-$173K	﹤0.01%	4535
2021 Q1	$226K	Sell	14,100 -2,200	-13%	-$34.1K	﹤0.01%	3851
2020 Q4	$235K	Buy	16,300 +9,900	+155%	+$126K	﹤0.01%	3660
2020 Q3	$74K	Buy	+6,400	New	+$71.2K	﹤0.01%	3928
2019 Q2	–	Sell	-24,000	Closed	-$304K	–	3942
2019 Q1	$304K	Buy	+24,000	New	+$306K	﹤0.01%	2695

Other funds holding HTGC

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

PEAK6 Investments's HTGC Position: Q1 2021 in Review

PEAK6 Investments sold out of Hercules Capital (HTGC) in Q1 2021, closing a stake of 13,097 shares — an estimated $203K sold.

PEAK6 Investments first reported a position in HTGC in Q1 2019 and held it in 3 quarters. The position peaked at $208K in Q3 2020. 213 funds tracked by Wall St. Rank hold HTGC as of Q1 2021.

PEAK6 Investments reported no remaining Hercules Capital position as of Q1 2021 after selling out during the quarter.
PEAK6 Investments sold 13,097 Hercules Capital shares in Q1 2021, an estimated $203K.
PEAK6 Investments first reported a position in Hercules Capital in Q1 2019 and held it in 3 quarters.
PEAK6 Investments's Hercules Capital position peaked at $208K in Q3 2020.
213 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2021.

Based on PEAK6 Investments's 13F filing for Q1 2021, filed 14 May 2021.