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Hercules Capital
HTGC

Overview Fund Activity

199 hedge funds and large institutions have $289M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.

Holders
199
Holders Change
+8
Holders Change %
+4.19%
% of All Funds
4.4%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
37
Increased
71
Reduced
61
Closed
26
Calls
$716K
Puts
$1.22M
Net Calls
-$508K
Net Calls Change
-$750K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.25M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.73M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$2.8M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$769K
2
Assenagon Asset Management
2
Assenagon Asset Management
Luxembourg
$0
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.34M
4
CIM
4
Confluence Investment Management
Missouri
$4.03M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M
Name Market Value Shares Shares
Change 		Shares
Change %
AA
101
ALPS Advisors
Colorado
$206K 26,925 +26,925 New
AIC
102
Archer Investment Corporation
Indiana
$205K 26,800 +1,800 +7%
GWM
103
Geneos Wealth Management
Colorado
$205K 24,305 +8,455 +53%
EGA
104
Eagle Global Advisors
Texas
$199K 26,000 +3,100 +14%
DCM
105
Driehaus Capital Management
Illinois
$197K 25,777 -15,723 -38%
Bank of America
106
Bank of America
North Carolina
$195K 25,478 -4,683 -16%
AIM
107
Aigen Investment Management
New York
$192K 25,074 +4,735 +23%
WP
108
WealthSource Partners
California
$191K 25,010 -1,150 -4%
TI
109
Trexquant Investment
Connecticut
$187K 24,541 +24,541 New
Mirae Asset Global Investments
110
Mirae Asset Global Investments
South Korea
$182K 23,856 -6,606 -22%
Creative Planning
111
Creative Planning
Kansas
$182K 23,760 -744 -3%
SEI Investments
112
SEI Investments
Pennsylvania
$171K 20,935 +3,660 +21%
PAG
113
Private Advisor Group
New Jersey
$167K 21,893 +1,084 +5%
BCM
114
Bayesian Capital Management
New York
$164K 21,468 +21,468 New
RJFSA
115
Raymond James Financial Services Advisors
Florida
$161K 21,129 -6,632 -24%
D.E. Shaw & Co
116
D.E. Shaw & Co
New York
$159K 20,751 -47,350 -70%
Lido Advisors
117
Lido Advisors
California
$159K 20,801 +7,800 +60%
SWP
118
Stratos Wealth Partners
Ohio
$147K 19,180 +19,180 New
BRWM
119
B. Riley Wealth Management
Tennessee
$146K 19,105 +7,975 +72%
CA
120
Calton & Associates
Florida
$142K 18,608 +18,608 New
Ameriprise
121
Ameriprise
Minnesota
$135K 17,594 +967 +6%
WAM
122
Wolverine Asset Management
Illinois
$133K 17,430 +17,430 New
BAM
123
Belpointe Asset Management
Nevada
$131K 17,121 +3,767 +28%
SCM
124
Shelton Capital Management
Colorado
$128K 16,750 +16,750 New
Squarepoint
125
Squarepoint
New York
$127K 16,648 +16,648 New
3 4
5
6 7