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Hercules Capital

158 hedge funds and large institutions have $545M invested in Hercules Capital in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $2.73M | Put options by funds: $1.22M

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

14% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 49

12% more capital invested

Capital invested by funds: $486M → $545M (+$58.6M)

1% more funds holding

Funds holding: 156158 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.15% less ownership

Funds ownership: 44.67%43.52% (-1.1%)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
3.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
26
Increased
56
Reduced
49
Closed
22
Calls
$2.73M
Puts
$1.22M
Net Calls
+$1.51M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
76
Silver Capital Management
New York
$665K -$20.5K -1,400 -3%
LTFS
77
Ladenburg Thalmann Financial Services
Florida
$659K +$79.7K +5,436 +14%
BCM
78
Buckhead Capital Management
Georgia
$626K
WP
79
WealthSource Partners
California
$570K -$7.84K -535 -1%
CIBC Private Wealth Group
80
CIBC Private Wealth Group
Georgia
$566K -$15.4K -1,051 -3%
NFA
81
Nationwide Fund Advisors
Ohio
$561K -$305K -20,800 -36%
CIBC World Market
82
CIBC World Market
Ontario, Canada
$510K +$224K +15,307 +83%
California Public Employees Retirement System
83
California Public Employees Retirement System
California
$499K +$123K +8,400 +34%
PAG
84
Private Advisor Group
New Jersey
$493K +$186K +12,718 +63%
WA
85
WFG Advisors
Texas
$470K +$9.16K +625 +2%
Bank of America
86
Bank of America
North Carolina
$469K -$446K -30,421 -50%
SI
87
Stephens Inc
Arkansas
$439K -$4K -273 -0.9%
US Bancorp
88
US Bancorp
Minnesota
$411K -$138K -9,412 -26%
Creative Planning
89
Creative Planning
Kansas
$392K -$35.3K -2,406 -8%
PI
90
PineBridge Investments
New York
$375K -$62K -4,229 -15%
OAM
91
Oxford Asset Management
United Kingdom
$371K +$360K +24,542 New
Comerica Bank
92
Comerica Bank
Texas
$368K +$43.9K +2,997 +14%
State Street
93
State Street
Massachusetts
$345K
D.E. Shaw & Co
94
D.E. Shaw & Co
New York
$337K -$1.84M -125,262 -85%
TG
95
TCW Group
California
$336K -$101K -6,900 -24%
WFI
96
West Family Investments
California
$303K
NL
97
NWAM LLC
Washington
$284K +$276K +18,800 New
ATC
98
Argent Trust Co
Tennessee
$266K +$82.9K +5,655 +47%
PAM
99
Princeton Alpha Management
New Jersey
$260K +$7.67K +523 +3%
MF
100
Magnetar Financial
Illinois
$242K +$234K +15,988 New