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Hercules Capital
HTGC

Overview Fund Activity

144 hedge funds and large institutions have $12.5B invested in Hercules Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 44 reducing their positions, and 19 closing their positions.

Holders
144
Holders Change
+6
Holders Change %
+4.35%
% of All Funds
3.84%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
26
Increased
49
Reduced
44
Closed
19
Calls
–
Puts
$912K
Net Calls
-$912K
Net Calls Change
+$358K

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$21.3M
2
MC
2
Muzinich & Co
New York
$5.1M
3
Loomis, Sayles & Company
3
Loomis, Sayles & Company
Massachusetts
$12.9M
4
CIP
4
Chartwell Investment Partners
Pennsylvania
$3.11M
5
BF
5
BOK Financial
Oklahoma
$2.44M

Top Sellers

1
LTI
1
Laffer Tengler Investments
Tennessee
$12.2B
2
Robeco Institutional Asset Management
2
Robeco Institutional Asset Management
Netherlands
$7.02M
3
AAM
3
Advisors Asset Management
Colorado
$4.71M
4
Goldman Sachs
4
Goldman Sachs
New York
$1.66M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$720K
Name Market Value Shares Shares
Change 		Shares
Change %
CIBC World Market
76
CIBC World Market
Ontario, Canada
$756K 50,800 +50,800 New
WRM
77
Westport Resources Management
Connecticut
$749K 50,328 -4,249 -8%
Susquehanna International Group
78
Susquehanna International Group
Pennsylvania
$720K 48,385 -101,334 -68%
DnB Asset Management
79
DnB Asset Management
Norway
$667K 44,839 +3,300 +8%
ICAS
80
Investors Capital Advisory Services
Massachusetts
$635K 42,785 +2,659 +7%
VKH
81
Virtu KCG Holdings
New York
$600K 40,301 +27,715 +220%
FAAS
82
First Allied Advisory Services
California
$581K 39,279 -1,201 -3%
Citadel Advisors
83
Citadel Advisors
Florida
$540K 36,292 -11,643 -24%
PPA
84
Parametric Portfolio Associates
Washington
$487K 32,696 -281 -0.9%
Citigroup
85
Citigroup
New York
$474K 31,856 +1,977 +7%
YP
86
Yellowstone Partners
Idaho
$465K 31,231 +4,045 +15%
CIBC Private Wealth Group
87
CIBC Private Wealth Group
Georgia
$464K 31,198 +15,679 +101%
CA
88
Cetera Advisors
Colorado
$431K 29,112 +1,847 +7%
State Street
89
State Street
Massachusetts
$424K 28,443 -3,000 -10%
Natixis Advisors
90
Natixis Advisors
Massachusetts
$421K 28,313 +1,570 +6%
D.E. Shaw & Co
91
D.E. Shaw & Co
New York
$407K 27,372 +27,372 New
SPC
92
Sigma Planning Corp
Michigan
$407K 27,381 +27,381 New
VFS
93
VSR Financial Services
Kansas
$394K 26,473 – –
TFA
94
Transamerica Financial Advisors
Florida
$391K 26,220 -1,053 -4%
BCM
95
Basso Capital Management
Connecticut
$372K 25,016 +25,016 New
California Public Employees Retirement System
96
California Public Employees Retirement System
California
$342K 23,200 +3,500 +18%
Commonwealth Equity Services
97
Commonwealth Equity Services
Massachusetts
$329K 22,119 -382 -2%
MCM
98
McKinley Capital Management
Alaska
$325K 21,854 -251 -1%
DC
99
Deere & Company
Illinois
$324K 21,769 – –
PI
100
Placemark Investments
Illinois
$318K 21,415 +4,306 +25%
2 3
4
5 6