Transamerica Financial Advisors’s Hercules Capital HTGC Stock Holding History

Transamerica Financial Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-26,220	Closed	-$391K	–	912
2014 Q4	$391K	Sell	26,220 -1,053	-4%	-$15.9K	0.03%	218
2014 Q3	$395K	Sell	27,273 -3,035	-10%	-$48K	0.04%	185
2014 Q2	$491K	Buy	30,308 +1,173	+4%	+$17.2K	0.04%	180
2014 Q1	$410K	Buy	29,135 +6,957	+31%	+$109K	0.04%	178
2013 Q4	$364K	Sell	22,178 -13,863	-38%	-$224K	0.04%	186
2013 Q3	$550K	Sell	36,041 -10,347	-22%	-$150K	0.07%	135
2013 Q2	$647K	Buy	+46,388	New	+$604K	0.11%	101

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $79.8B AUM 16.05% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Transamerica Financial Advisors's HTGC Position: Q1 2015 in Review

Transamerica Financial Advisors sold out of Hercules Capital (HTGC) in Q1 2015, closing a stake of 26,220 shares — an estimated $391K sold.

Transamerica Financial Advisors first reported a position in HTGC in Q2 2013 and held it in 7 quarters. The position peaked at $647K in Q2 2013. 140 funds tracked by Wall St. Rank hold HTGC as of Q1 2015.

Transamerica Financial Advisors reported no remaining Hercules Capital position as of Q1 2015 after selling out during the quarter.
Transamerica Financial Advisors sold 26,220 Hercules Capital shares in Q1 2015, an estimated $391K.
Transamerica Financial Advisors first reported a position in Hercules Capital in Q2 2013 and held it in 7 quarters.
Transamerica Financial Advisors's Hercules Capital position peaked at $647K in Q2 2013.
140 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2015.

Based on Transamerica Financial Advisors's 13F filing for Q1 2015, filed 12 May 2015.