HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

152 hedge funds and large institutions have $477M invested in Hercules Capital in 2014 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 70 increasing their positions, 35 reducing their positions, and 33 closing their positions.

Holders
152
Holders Change
-5
Holders Change %
-3.18%
% of All Funds
4.37%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.12%
New
28
Increased
70
Reduced
35
Closed
33
Calls
$281K
Puts
$1.82M
Net Calls
-$1.54M
Net Calls Change
-$1.01M

Top Buyers

1
AllianceBernstein
1
AllianceBernstein
Tennessee
$9.9M
2
DCM
2
Driehaus Capital Management
Illinois
$8.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$14.7M
4
GC
4
Guggenheim Capital
Illinois
$7.25M
5
U
5
UBS
Switzerland
$23.6M

Top Sellers

1
Comerica Bank
1
Comerica Bank
Texas
$3.03M
2
BFA
2
BlackRock Fund Advisors
California
$0
3
State Street
3
State Street
Massachusetts
$576K
4
Northern Trust
4
Northern Trust
Illinois
$11.4M
5
BIT
5
BlackRock Institutional Trust
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AIG
76
American International Group
New York
$954K 59,017 -25,719 -30%
Legal & General Group
77
Legal & General Group
United Kingdom
$931K 57,571 +10,606 +23%
GIP
78
Granite Investment Partners
California
$902K 55,829 +55,829 New
MNA
79
Manning & Napier Advisors
New York
$901K 55,860 +24,410 +78%
NGA
80
Naples Global Advisors
Florida
$896K 55,415 +1,100 +2%
WRM
81
Westport Resources Management
Connecticut
$894K 55,327 +2,622 +5%
MVP
82
Miller Value Partners
Florida
$834K 51,600 +51,600 New
AAMU
83
Amundi Asset Management US
Massachusetts
$774K 47,918 +47,918 New
KIA
84
King Investment Advisors
Texas
$765K 47,340 -680 -1%
BCMU
85
BlueCrest Capital Management (UK)
Guernsey
$760K 47,007 +47,007 New
BIG
86
Blackthorn Investment Group
Kansas
$747K 46,229 -5,000 -10%
AGM
87
Alpine Global Management
New York
$731K 45,210 +45,210 New
FAAS
88
First Allied Advisory Services
California
$670K 41,330 +45 +0.1%
PPA
89
Parametric Portfolio Associates
Washington
$629K 38,941 -6,186 -14%
State Street
90
State Street
Massachusetts
$576K 35,575 -994,130 -97%
DnB Asset Management
91
DnB Asset Management
Norway
$569K 35,239 +35,239 New
IAM
92
Impax Asset Management
New Hampshire
$532K 32,894 -54,999 -63%
SFM
93
Soros Fund Management
New York
$509K 31,500 +31,500 New
TFA
94
Transamerica Financial Advisors
Florida
$491K 30,308 +1,173 +4%
CA
95
Cetera Advisors
Colorado
$482K 29,795 +5,100 +21%
Citigroup
96
Citigroup
New York
$474K 29,345 -10,442 -26%
JG
97
Jefferies Group
New York
$438K 27,120 +27,120 New
DC
98
Deere & Company
Illinois
$437K 27,055 – –
SG Americas Securities
99
SG Americas Securities
New York
$427K 26,400 -4,268 -14%
Jane Street
100
Jane Street
New York
$403K 24,914 +24,914 New
2 3
4
5 6