Impax Asset Management’s Hercules Capital HTGC Stock Holding History

Impax Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-86,000	Closed	-$1.07M	–	194
2016 Q2	$1.07M	Hold	86,000	–	–	0.06%	145
2016 Q1	$1.03M	Hold	86,000	–	–	0.06%	174
2015 Q4	$1.05M	Buy	86,000 +20,000	+30%	+$225K	0.06%	162
2015 Q3	$667K	Buy	+66,000	New	+$748K	0.04%	168
2014 Q3	–	Sell	-32,894	Closed	-$532K	–	190
2014 Q2	$532K	Sell	32,894 -54,999	-63%	-$805K	0.03%	172
2014 Q1	$1.24M	Buy	+87,893	New	+$1.38M	0.08%	152

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Impax Asset Management's HTGC Position: Q3 2016 in Review

Impax Asset Management sold out of Hercules Capital (HTGC) in Q3 2016, closing a stake of 86,000 shares — an estimated $1.07M sold.

Impax Asset Management first reported a position in HTGC in Q1 2014 and held it in 6 quarters. The position peaked at $1.24M in Q1 2014. 148 funds tracked by Wall St. Rank hold HTGC as of Q3 2016.

Impax Asset Management reported no remaining Hercules Capital position as of Q3 2016 after selling out during the quarter.
Impax Asset Management sold 86,000 Hercules Capital shares in Q3 2016, an estimated $1.07M.
Impax Asset Management first reported a position in Hercules Capital in Q1 2014 and held it in 6 quarters.
Impax Asset Management's Hercules Capital position peaked at $1.24M in Q1 2014.
148 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2016.

Based on Impax Asset Management's 13F filing for Q3 2016, filed 9 Nov 2016.