Alpine Global Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-45,210	Closed	-$731K	–	163
2014 Q2	$731K	Buy	+45,210	New	+$731K	0.21%	57