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Hercules Capital

133 hedge funds and large institutions have $7.68B invested in Hercules Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 51 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,587% more capital invested

Capital invested by funds: $455M → $7.68B (+$7.22B)

76% more call options, than puts

Call options by funds: $920K | Put options by funds: $522K

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

21% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 42

4% more funds holding

Funds holding: 128133 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.18% less ownership

Funds ownership: 54.49%54.31% (-0.18%)

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
4.31%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
17
Increased
51
Reduced
42
Closed
10
Calls
$920K
Puts
$522K
Net Calls
+$398K
Net Calls Change
-$217K
Name Holding Trade Value Shares
Change
Change in
Stake
MLICM
76
Metropolitan Life Insurance Company (MetLife)
New York
$767K
Natixis Advisors
77
Natixis Advisors
Massachusetts
$747K +$11.1K +767 +2%
FAAS
78
First Allied Advisory Services
California
$716K +$88.9K +6,130 +15%
State Board of Administration of Florida Retirement System
79
State Board of Administration of Florida Retirement System
Florida
$714K +$12.5K +860 +2%
PPA
80
Parametric Portfolio Associates
Washington
$697K -$2.03K -140 -0.3%
Cambridge Investment Research Advisors
81
Cambridge Investment Research Advisors
Iowa
$677K +$326K +22,455 +102%
SG Americas Securities
82
SG Americas Securities
New York
$676K +$144K +9,906 +29%
Bank of America
83
Bank of America
North Carolina
$674K -$385K -26,570 -38%
ICAS
84
Investors Capital Advisory Services
Massachusetts
$672K +$75.9K +5,233 +13%
Legal & General Group
85
Legal & General Group
United Kingdom
$664K +$43.9K +3,025 +7%
Commonwealth Equity Services
86
Commonwealth Equity Services
Massachusetts
$625K -$88.9K -6,133 -13%
ProShare Advisors
87
ProShare Advisors
Maryland
$596K -$3.52K -243 -0.6%
Citigroup
88
Citigroup
New York
$593K -$275K -18,988 -33%
VOYA Investment Management
89
VOYA Investment Management
Georgia
$583K
Barclays
90
Barclays
United Kingdom
$575K -$744K -51,321 -57%
VRS
91
Virginia Retirement Systems
Virginia
$553K
TFA
92
Transamerica Financial Advisors
Florida
$550K -$150K -10,347 -22%
WRM
93
Westport Resources Management
Connecticut
$535K +$47.1K +3,250 +10%
VKH
94
Virtu KCG Holdings
New York
$516K +$491K +33,858 New
DnB Asset Management
95
DnB Asset Management
Norway
$489K +$1.45K +100 +0.3%
SCM
96
Sterling Capital Management
North Carolina
$482K +$458K +31,581 New
Geode Capital Management
97
Geode Capital Management
Massachusetts
$463K +$120K +8,249 +37%
Jane Street
98
Jane Street
New York
$458K +$435K +30,009 New
UBS AM
99
UBS AM
Illinois
$388K
CA
100
Cetera Advisors
Colorado
$361K +$344K +23,700 New