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Hercules Capital
HTGC

Overview Fund Activity

171 hedge funds and large institutions have $391M invested in Hercules Capital in 2018 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 69 increasing their positions, 48 reducing their positions, and 37 closing their positions.

Holders
171
Holders Change
-10
Holders Change %
-5.52%
% of All Funds
3.82%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
28
Increased
69
Reduced
48
Closed
37
Calls
$122K
Puts
$705K
Net Calls
-$583K
Net Calls Change
+$51K

Top Buyers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$17.7M
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$23.2M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$8.1M
4
AM
4
Ares Management
California
$19.1M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.63M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
UBS Group
2
UBS Group
Switzerland
$21.2M
3
NC
3
Northpointe Capital
Michigan
$5.33M
4
RJA
4
Raymond James & Associates
Florida
$1.04M
5
AllianceBernstein
5
AllianceBernstein
Tennessee
$4.16M
Name Market Value Shares Shares
Change 		Shares
Change %
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$1.5M 135,825 -370 -0.3%
Ohio Public Employees Retirement System (OPERS)
52
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.49M 134,450 +40,700 +43%
Goldman Sachs
53
Goldman Sachs
New York
$1.45M 131,130 +95,816 +271%
California Public Employees Retirement System
54
California Public Employees Retirement System
California
$1.44M 129,900 +96,400 +288%
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$1.42M 128,582 +3,940 +3%
TFCM
56
Taylor Frigon Capital Management
Arizona
$1.37M 123,583 +782 +0.6%
LPL Financial
57
LPL Financial
California
$1.32M 119,555 +28,703 +32%
HighTower Advisors
58
HighTower Advisors
Illinois
$1.12M 101,619 +8,291 +9%
RJA
59
Raymond James & Associates
Florida
$1.04M 93,996 -230,622 -71%
New York State Common Retirement Fund
60
New York State Common Retirement Fund
New York
$968K 87,604 +1,000 +1%
ADBIC
61
A.D. Beadell Investment Counsel
Wisconsin
$957K 86,665 +2,800 +3%
SSP
62
Sapphire Star Partners
Washington
$947K 85,720 +4 +0%
Bank of New York Mellon
63
Bank of New York Mellon
New York
$930K 84,199 -24,425 -22%
AG
64
Advisor Group
Arizona
$919K 83,306 +394 +0.5%
LTFS
65
Ladenburg Thalmann Financial Services
Florida
$902K 81,593 -8,224 -9%
OIA
66
Optimum Investment Advisors
Illinois
$845K 76,500 – –
MWNA
67
Marshall Wace North America
New York
$823K 74,442 +74,442 New
CA
68
Cetera Advisors
Colorado
$817K 73,811 +700 +1%
SCM
69
Shelton Capital Management
Colorado
$763K 69,050 -18,000 -21%
NGA
70
Naples Global Advisors
Florida
$754K 62,115 -5,300 -8%
DnB Asset Management
71
DnB Asset Management
Norway
$737K 66,739 -1,400 -2%
BI
72
Bramshill Investments
Florida
$730K 66,062 -63,285 -49%
TRSOTSOK
73
Teachers Retirement System of the State of Kentucky
Kentucky
$700K 63,364 +4,594 +8%
Wellington Management Group
74
Wellington Management Group
Massachusetts
$700K 63,364 +4,594 +8%
PI
75
PineBridge Investments
New York
$693K 62,684 +3,907 +7%
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