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Hercules Capital
HTGC

Overview Fund Activity

174 hedge funds and large institutions have $460M invested in Hercules Capital in 2018 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 60 increasing their positions, 49 reducing their positions, and 15 closing their positions.

Holders
174
Holders Change
+13
Holders Change %
+8.07%
% of All Funds
3.99%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
28
Increased
60
Reduced
49
Closed
15
Calls
$1.76M
Puts
$1.9M
Net Calls
-$141K
Net Calls Change
+$781K

Top Buyers

1
GIP
1
Granite Investment Partners
California
$14.8M
2
STB
2
S&T Bank
Pennsylvania
$8.58M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$8.51M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$7.7M
5
CF
5
Centaurus Financial
California
$7.34M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$15.7M
2
MC
2
Muzinich & Co
New York
$18.9M
3
MWNA
3
Marshall Wace North America
New York
$0
4
AR
4
Advisory Research
Illinois
$3.7M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$3.43M
Name Market Value Shares Shares
Change 		Shares
Change %
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$1.61M 127,357 -4,846 -4%
AG
52
Advisor Group
Arizona
$1.59M 125,727 +1,649 +1%
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
$1.58M 125,099 +8,200 +7%
CPP
54
Crow Point Partners
Massachusetts
$1.58M 125,000 +125,000 New
TFCM
55
Taylor Frigon Capital Management
Arizona
$1.55M 122,525 +42,897 +54%
Bank of New York Mellon
56
Bank of New York Mellon
New York
$1.5M 118,450 +87,636 +284%
Ohio Public Employees Retirement System (OPERS)
57
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.38M 109,050 – –
HI
58
HBK Investments
Texas
$1.35M 106,500 +29,100 +38%
Credit Agricole
59
Credit Agricole
France
$1.27M 100,000 +40,000 +67%
HighTower Advisors
60
HighTower Advisors
Illinois
$1.23M 97,412 +12,169 +14%
OAM
61
Oxford Asset Management
United Kingdom
$1.16M 91,281 +91,281 New
SSP
62
Sapphire Star Partners
Washington
$1.13M 89,225 +7,531 +9%
SCM
63
Shelton Capital Management
Colorado
$1.1M 87,050 -24,850 -22%
LTFS
64
Ladenburg Thalmann Financial Services
Florida
$1.1M 90,672 – –
New York State Common Retirement Fund
65
New York State Common Retirement Fund
New York
$1.1M 86,604 +86,604 New
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$1M 79,164 +1,671 +2%
OIA
67
Optimum Investment Advisors
Illinois
$968K 76,500 – –
AIM
68
Assured Investment Management
New York
$949K 74,985 -1,208 -2%
NGA
69
Naples Global Advisors
Florida
$932K 73,661 +3,450 +5%
DnB Asset Management
70
DnB Asset Management
Norway
$897K 70,939 +8,900 +14%
CA
71
Cetera Advisors
Colorado
$821K 64,567 -4,887 -7%
TRSOTSOK
72
Teachers Retirement System of the State of Kentucky
Kentucky
$800K 63,262 – –
Wellington Management Group
73
Wellington Management Group
Massachusetts
$800K 63,262 – –
BTS
74
BB&T Securities
Virginia
$650K 51,396 +3,327 +7%
NFA
75
Nuveen Fund Advisors
Illinois
$633K 50,021 -24,184 -33%
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