HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$5.1M -$120K -7,309 -2%
TA
27
Tectonic Advisors
Texas
$4.89M +$103K +6,256 +2%
AWS
28
Atria Wealth Solutions
New York
$4.89M -$130K -7,897 -3%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$4.78M +$9.03K +550 +0.2%
CAGAS
30
Capital Advisory Group Advisory Services
Minnesota
$4.58M -$396K -24,107 -8%
UBS Group
31
UBS Group
Switzerland
$4.55M -$220K -13,379 -5%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$4.29M +$7.36K +448 +0.2%
FWP
33
FAS Wealth Partners
Kansas
$3.65M +$15.1K +922 +0.4%
AllianceBernstein
34
AllianceBernstein
Tennessee
$3.47M -$47.8K -2,913 -1%
Ameriprise
35
Ameriprise
Minnesota
$3.42M +$158K +9,657 +5%
DADC
36
D.A. Davidson & Co
Montana
$3.34M +$307K +18,727 +10%
LBWM
37
Left Brain Wealth Management
Illinois
$2.85M +$6.98K +425 +0.2%
PI
38
Putnam Investments
Massachusetts
$2.81M +$784K +47,734 +39%
SPC
39
Sigma Planning Corp
Michigan
$2.77M -$45.8K -2,791 -2%
MYIA
40
Mount Yale Investment Advisors
Colorado
$2.64M -$53.6K -3,263 -2%
BAAM
41
Baker Avenue Asset Management
California
$2.56M +$223K +13,599 +10%
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$2.38M -$434K -26,449 -15%
GG
43
Golden Green
South Carolina
$2.27M +$19.5K +1,188 +0.9%
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$2.26M -$11.3K -686 -0.5%
William Blair & Company
45
William Blair & Company
Illinois
$2.26M – – –
Canada Life
46
Canada Life
Manitoba, Canada
$2.22M +$176K +10,746 +9%
Northern Trust
47
Northern Trust
Illinois
$2.17M +$87.9K +5,355 +4%
HWAM
48
Hennion & Walsh Asset Management
New Jersey
$2.13M +$247K +15,059 +13%
Osaic Holdings
49
Osaic Holdings
Arizona
$2.09M +$401K +24,430 +24%
GL
50
Graypoint LLC
New York
$2.07M +$2.07M +126,107 New
1
2
3 4 5