We are live on ! Find out more
HTGC icon

Hercules Capital

148 hedge funds and large institutions have $430M invested in Hercules Capital in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 67 increasing their positions, 39 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 39

66% more call options, than puts

Call options by funds: $509K | Put options by funds: $307K

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

14% more capital invested

Capital invested by funds: $377M → $430M (+$53.8M)

1.25% more ownership

Funds ownership: 41.16%42.41% (+1.3%)

1% more funds holding

Funds holding: 147148 (+1)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
148
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
3.95%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
19
Increased
67
Reduced
39
Closed
13
Calls
$509K
Puts
$307K
Net Calls
+$202K
Net Calls Change
-$1.05M
Name Holding Trade Value Shares
Change
Change in
Stake
CCP
26
Clough Capital Partners
Massachusetts
$4.38M +$923K +69,200 +27%
MHI
27
Miller Howard Investments
New York
$4.18M
CIP
28
Chartwell Investment Partners
Pennsylvania
$4.16M +$286K +21,432 +8%
BCA
29
Benchmark Capital Advisors
New York
$3.45M -$14.7K -1,100 -0.4%
Two Sigma Investments
30
Two Sigma Investments
New York
$3.34M +$3.28M +246,055 New
Millennium Management
31
Millennium Management
New York
$3.1M +$1.9M +142,812 +166%
State of New Jersey Common Pension Fund D
32
State of New Jersey Common Pension Fund D
New Jersey
$3.05M +$3M +225,000 New
MCM
33
McKinley Capital Management
Alaska
$2.85M +$2.43M +182,250 +651%
Two Sigma Advisers
34
Two Sigma Advisers
New York
$2.71M +$1.33M +99,839 +100%
AAM
35
Advisors Asset Management
Colorado
$2.32M +$1.05M +78,402 +85%
Stifel Financial
36
Stifel Financial
Missouri
$2.25M +$1.01K +76 +0%
Legal & General Group
37
Legal & General Group
United Kingdom
$2.24M +$275K +20,618 +14%
Deutsche Bank
38
Deutsche Bank
Germany
$2.18M +$7.75K +581 +0.4%
AR
39
Advisory Research
Illinois
$2.05M +$367K +27,557 +22%
PPA
40
Parametric Portfolio Associates
Washington
$1.84M +$71.2K +5,340 +4%
SMDAM
41
Sumitomo Mitsui DS Asset Management
Japan
$1.82M +$340K +25,473 +23%
PCM
42
Polaris Capital Management
Massachusetts
$1.7M +$37.1K +2,785 +2%
ERSOT
43
Employees Retirement System of Texas
Texas
$1.52M
AG
44
Advisor Group
Arizona
$1.46M +$787 +59 +0.1%
RP
45
Raiff Partners
New York
$1.42M +$1.4M +105,000 New
Northern Trust
46
Northern Trust
Illinois
$1.39M -$270K -20,280 -17%
AM
47
Ares Management
California
$1.27M +$786K +58,971 +172%
D.E. Shaw & Co
48
D.E. Shaw & Co
New York
$1.23M +$183K +13,751 +18%
CNFG
49
Creegan & Nassoura Financial Group
New Hampshire
$1.19M
TAM
50
Trillium Asset Management
Massachusetts
$1.15M +$868K +65,077 +334%