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Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $319M invested in Hercules Capital in 2015 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 26 closing their positions.

Holders
140
Holders Change
–
Holders Change %
0%
% of All Funds
3.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
52
Reduced
33
Closed
26
Calls
$566K
Puts
$639K
Net Calls
-$73K
Net Calls Change
-$20K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$10.7M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$12M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.06M
4
Goldman Sachs
4
Goldman Sachs
New York
$3.93M
5
Invesco
5
Invesco
Georgia
$17.5M

Top Sellers

1
EAM
1
Edge Asset Management
Washington
$19M
2
GIP
2
Granite Investment Partners
California
$0
3
CPIM
3
Columbia Partners Investment Management
Virginia
$0
4
BC
4
Brinker Capital
Pennsylvania
$0
5
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
MHI
26
Miller Howard Investments
New York
$3.56M 308,552 – –
VanEck Associates
27
VanEck Associates
New York
$3.32M 287,321 +65,759 +30%
GC
28
Guggenheim Capital
Illinois
$3.13M 270,722 +230 +0.1%
Millennium Management
29
Millennium Management
New York
$2.92M 252,941 +252,941 New
Northern Trust
30
Northern Trust
Illinois
$2.89M 249,922 -90,874 -27%
BCA
31
Benchmark Capital Advisors
New York
$2.78M 240,523 -900 -0.4%
Deutsche Bank
32
Deutsche Bank
Germany
$2.5M 216,554 +58,025 +37%
D.E. Shaw & Co
33
D.E. Shaw & Co
New York
$2.27M 196,645 +196,645 New
RFC
34
Russell Frank Company
Washington
$2.19M 189,621 +17,124 +10%
Robeco Institutional Asset Management
35
Robeco Institutional Asset Management
Netherlands
$2.09M 180,644 -292,407 -62%
AAM
36
Advisors Asset Management
Colorado
$2.06M 178,499 -119,024 -40%
Stifel Financial
37
Stifel Financial
Missouri
$2M 172,911 -137,958 -44%
CIP
38
Chartwell Investment Partners
Pennsylvania
$1.94M 168,315 -52,370 -24%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$1.77M 152,905 +3,904 +3%
NFA
40
Nationwide Fund Advisors
Ohio
$1.56M 135,319 +15,898 +13%
AR
41
Advisory Research
Illinois
$1.56M 134,806 +62,608 +87%
SMDAM
42
Sumitomo Mitsui DS Asset Management
Japan
$1.55M 134,070 +62,230 +87%
AIG
43
American International Group
New York
$1.48M 128,531 +48,915 +61%
Comerica Bank
44
Comerica Bank
Texas
$1.32M 114,686 +30,779 +37%
ERSOT
45
Employees Retirement System of Texas
Texas
$1.3M 112,108 – –
ZDA
46
Zweig-DiMenna Associates
New York
$1.07M 92,976 – –
CNFG
47
Creegan & Nassoura Financial Group
New Hampshire
$1.05M 90,945 +75 +0.1%
NCMW
48
Northern Capital Management (Wisconsin)
Wisconsin
$1.02M 88,515 +8,975 +11%
SI
49
Stephens Inc
Arkansas
$1.02M 88,359 -5,923 -6%
Brown Advisory
50
Brown Advisory
Maryland
$995K 86,151 -16,200 -16%
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