Russell Frank Company’s Hercules Capital HTGC Stock Holding History

Russell Frank Company’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$1.17M	Sell	97,745 -42,340	-30%	-$471K	﹤0.01%	2103
2015 Q4	$1.72M	Sell	140,085 -23,924	-15%	-$269K	﹤0.01%	1921
2015 Q3	$1.66M	Sell	164,009 -25,612	-14%	-$290K	﹤0.01%	1957
2015 Q2	$2.19M	Buy	189,621 +17,124	+10%	+$222K	﹤0.01%	1916
2015 Q1	$2.33M	Hold	172,497	–	–	﹤0.01%	1688
2014 Q4	$2.56M	Buy	172,497 +11,400	+7%	+$172K	﹤0.01%	1638
2014 Q3	$2.33M	Buy	161,097 +3,500	+2%	+$55.4K	﹤0.01%	1664
2014 Q2	$2.6M	Sell	157,597 -86,174	-35%	-$1.26M	﹤0.01%	1623
2014 Q1	$3.43M	Buy	243,771 +126,186	+107%	+$1.98M	0.01%	1489
2013 Q4	$1.84M	Sell	117,585 -376,206	-76%	-$6.07M	﹤0.01%	1771
2013 Q3	$7.53M	Buy	493,791 +44,368	+10%	+$643K	0.01%	1063
2013 Q2	$6.26M	Buy	+449,423	New	+$5.85M	0.01%	1102

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Russell Frank Company's HTGC Position: Q1 2016 in Review

Russell Frank Company reduced its Hercules Capital (HTGC) stake by 30% in Q1 2016, selling an estimated $471K and leaving 97,745 shares worth $1.17M. The position accounts for ﹤0.01% of the portfolio, ranked #2103.

Russell Frank Company first reported a position in HTGC in Q2 2013 and has held it in 12 quarters since. The position peaked at $7.53M in Q3 2013. 143 funds tracked by Wall St. Rank hold HTGC as of Q1 2016.

Russell Frank Company held 97,745 shares of Hercules Capital worth $1.17M as of Q1 2016.
Russell Frank Company sold 42,340 Hercules Capital shares in Q1 2016, an estimated $471K.
Hercules Capital made up ﹤0.01% of Russell Frank Company's portfolio in Q1 2016, its #2103 holding.
Russell Frank Company first reported a position in Hercules Capital in Q2 2013 and has held it in 12 quarters since.
Russell Frank Company's Hercules Capital position peaked at $7.53M in Q3 2013.
143 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2016.

Based on Russell Frank Company's 13F filing for Q1 2016, filed 29 Apr 2016.