Northern Capital Management (Wisconsin)’s Hercules Capital HTGC Stock Holding History

Northern Capital Management (Wisconsin)’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-34,150	Closed	-$345K	–	154
2015 Q3	$345K	Sell	34,150 -54,365	-61%	-$616K	0.15%	127
2015 Q2	$1.02M	Buy	88,515 +8,975	+11%	+$117K	0.48%	75
2015 Q1	$1.07M	Sell	79,540 -200	-0.3%	-$2.93K	0.51%	68
2014 Q4	$1.19M	Buy	79,740 +1,000	+1%	+$15.1K	0.59%	64
2014 Q3	$1.14M	Sell	78,740 -300	-0.4%	-$4.75K	0.58%	69
2014 Q2	$1.28M	Buy	+79,040	New	+$1.16M	0.63%	60

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Northern Capital Management (Wisconsin)'s HTGC Position: Q4 2015 in Review

Northern Capital Management (Wisconsin) sold out of Hercules Capital (HTGC) in Q4 2015, closing a stake of 34,150 shares — an estimated $345K sold.

Northern Capital Management (Wisconsin) first reported a position in HTGC in Q2 2014 and held it in 6 quarters. The position peaked at $1.28M in Q2 2014. 146 funds tracked by Wall St. Rank hold HTGC as of Q4 2015.

Northern Capital Management (Wisconsin) reported no remaining Hercules Capital position as of Q4 2015 after selling out during the quarter.
Northern Capital Management (Wisconsin) sold 34,150 Hercules Capital shares in Q4 2015, an estimated $345K.
Northern Capital Management (Wisconsin) first reported a position in Hercules Capital in Q2 2014 and held it in 6 quarters.
Northern Capital Management (Wisconsin)'s Hercules Capital position peaked at $1.28M in Q2 2014.
146 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2015.

Based on Northern Capital Management (Wisconsin)'s 13F filing for Q4 2015, filed 4 Feb 2016.