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First Trust Small Cap Core AlphaDEX Fund

78 hedge funds and large institutions have $263M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 39 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 21

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

4% more funds holding

Funds holding: 7578 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4.22% less ownership

Funds ownership: 53.9%49.68% (-4.2%)

7% less capital invested

Capital invested by funds: $283M → $263M (-$20.1M)

Holders
78
Holders Change
+3
Holders Change %
+4%
% of All Funds
1.94%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
39
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.46M +$166K +3,063 +13%
PNC
27
Park National Corp
Ohio
$1.33M +$102K +1,890 +8%
CCA
28
Clearwater Capital Advisors
Illinois
$1.31M +$56.6K +1,044 +4%
CAN
29
Cetera Advisor Networks
California
$1.19M +$27K +499 +2%
US Bancorp
30
US Bancorp
Minnesota
$1.14M +$162K +2,999 +17%
AG
31
Advisor Group
Arizona
$1.13M +$220K +4,066 +24%
FAAS
32
First Allied Advisory Services
California
$996K -$726K -13,411 -42%
DADC
33
D.A. Davidson & Co
Montana
$995K +$42K +776 +4%
SG Americas Securities
34
SG Americas Securities
New York
$937K -$2.91M -53,757 -76%
IH
35
IFC Holdings
Florida
$912K +$902K +16,656 New
HighTower Advisors
36
HighTower Advisors
Illinois
$909K +$124K +2,285 +16%
UR
37
USCA RIA
Texas
$835K -$21.7K -400 -3%
CWM
38
Cornerstone Wealth Management
Missouri
$828K +$50.2K +927 +6%
FWM
39
Frontier Wealth Management
Missouri
$731K -$109K -2,009 -13%
CS
40
Comerica Securities
Michigan
$723K +$720K +13,294 New
GS
41
Girard Securities
California
$719K +$116K +2,147 +19%
MML Investors Services
42
MML Investors Services
Massachusetts
$716K +$713K +13,162 New
JP Morgan Chase
43
JP Morgan Chase
New York
$702K +$58.4K +1,078 +9%
Cetera Investment Advisers
44
Cetera Investment Advisers
Illinois
$652K -$45.7K -843 -7%
NWM
45
Northwest Wealth Management
Iowa
$626K
First Trust Advisors
46
First Trust Advisors
Illinois
$621K -$81.2K -1,499 -12%
FFEC
47
First Financial Equity Corporation
Arizona
$552K +$558K +10,292 New
SF
48
Synovus Financial
Georgia
$455K
BW
49
Bison Wealth
Georgia
$403K +$54 +1 +0%
IWMPD
50
Integrated Wealth Management (Palm Desert)
California
$397K +$45K +831 +13%

FYX Hedge Fund Activity: Q1 2017 in Review

78 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2017, worth a combined $263M — down 7.1% from $283M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYX positions and 5 closed out — a net gain of 4 holders — while 39 added to existing stakes and 21 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $5.84M. The largest seller was Wells Fargo, cutting an estimated $16.7M.

  • 78 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2017, up from 75 in Q4 2016.
  • Funds reported $263M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2017, down 7.1% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2017 and 5 closed out, a net change of +4 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2017 was Citadel Advisors, an estimated $5.84M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2017 was Wells Fargo, an estimated $16.7M sold.

Based on aggregated 13F filings for Q1 2017.