Northwest Wealth Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Northwest Wealth Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-11,896	Closed	-$715K	–	108
2019 Q3	$715K	Sell	11,896 -2,452	-17%	-$147K	0.59%	51
2019 Q2	$882K	Hold	14,348	–	–	0.71%	46
2019 Q1	$885K	Sell	14,348 -11,112	-44%	-$675K	0.67%	42
2018 Q4	$1.38M	Buy	25,460 +13,178	+107%	+$800K	1.17%	21
2018 Q3	$847K	Sell	12,282 -263	-2%	-$18K	0.63%	38
2018 Q2	$828K	Sell	12,545 -109	-0.9%	-$6.95K	0.62%	40
2018 Q1	$761K	Buy	12,654 +372	+3%	+$22.8K	0.57%	43
2017 Q4	$751K	Buy	+12,282	New	+$734K	0.61%	44
2017 Q3	–	Sell	-11,507	Closed	-$640K	–	76
2017 Q2	$640K	Hold	11,507	–	–	0.58%	43
2017 Q1	$626K	Hold	11,507	–	–	0.58%	42
2016 Q4	$620K	Buy	+11,507	New	+$587K	0.63%	41

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PCM

Peak Capital Management Greenwood Village, Colorado $93.5M AUM 2.28% 1-Year Est. Return

Northwest Wealth Management's FYX Position: Q4 2019 in Review

Northwest Wealth Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2019, closing a stake of 11,896 shares — an estimated $715K sold.

Northwest Wealth Management first reported a position in FYX in Q4 2016 and held it in 11 quarters. The position peaked at $1.38M in Q4 2018. 110 funds tracked by Wall St. Rank hold FYX as of Q4 2019.

Northwest Wealth Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Northwest Wealth Management sold 11,896 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $715K.
Northwest Wealth Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2016 and held it in 11 quarters.
Northwest Wealth Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $1.38M in Q4 2018.
110 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2019.

Based on Northwest Wealth Management's 13F filing for Q4 2019, filed 14 Jan 2020.