Girard Securities’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Girard Securities’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-12,883	Closed	-$761K	–	45
2017 Q3	$761K	Sell	12,883 -688	-5%	-$38.3K	0.67%	38
2017 Q2	$754K	Buy	13,571 +363	+3%	+$19.8K	0.57%	48
2017 Q1	$719K	Buy	13,208 +2,147	+19%	+$116K	0.61%	45
2016 Q4	$596K	Buy	11,061 +1,960	+22%	+$100K	0.52%	52
2016 Q3	$453K	Sell	9,101 -326	-3%	-$15.9K	0.46%	60
2016 Q2	$432K	Sell	9,427 -179	-2%	-$8.12K	0.4%	73
2016 Q1	$435K	Buy	9,606 +1,394	+17%	+$57.9K	0.43%	69
2015 Q4	$361K	Buy	+8,212	New	+$376K	0.36%	83

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Girard Securities's FYX Position: Q4 2017 in Review

Girard Securities sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2017, closing a stake of 12,883 shares — an estimated $761K sold.

Girard Securities first reported a position in FYX in Q4 2015 and held it in 8 quarters. The position peaked at $761K in Q3 2017. 85 funds tracked by Wall St. Rank hold FYX as of Q4 2017.

Girard Securities reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Girard Securities sold 12,883 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $761K.
Girard Securities first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2015 and held it in 8 quarters.
Girard Securities's First Trust Small Cap Core AlphaDEX Fund position peaked at $761K in Q3 2017.
85 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2017.

Based on Girard Securities's 13F filing for Q4 2017.