Clearwater Capital Advisors’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Clearwater Capital Advisors’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-3,441	Closed	-$223K	–	151
2019 Q4	$223K	Sell	3,441 -3,479	-50%	-$216K	0.04%	166
2019 Q3	$416K	Sell	6,920 -2,492	-26%	-$150K	0.07%	148
2019 Q2	$579K	Sell	9,412 -5,201	-36%	-$319K	0.11%	133
2019 Q1	$901K	Sell	14,613 -18,354	-56%	-$1.11M	0.17%	116
2018 Q4	$1.78M	Sell	32,967 -2,784	-8%	-$169K	0.39%	82
2018 Q3	$2.46M	Sell	35,751 -601	-2%	-$41.1K	0.48%	63
2018 Q2	$2.4M	Buy	36,352 +3,043	+9%	+$194K	0.49%	62
2018 Q1	$2.01M	Buy	33,309 +1,156	+4%	+$70.8K	0.41%	65
2017 Q4	$1.97M	Buy	32,153 +917	+3%	+$54.8K	0.43%	66
2017 Q3	$1.85M	Buy	31,236 +4,162	+15%	+$232K	0.43%	68
2017 Q2	$1.5M	Buy	27,074 +2,259	+9%	+$123K	0.38%	72
2017 Q1	$1.31M	Buy	24,815 +1,044	+4%	+$56.6K	0.36%	76
2016 Q4	$1.29M	Buy	23,771 +1,261	+6%	+$64.3K	0.45%	62
2016 Q3	$1.11M	Sell	22,510 -607	-3%	-$29.6K	0.39%	66
2016 Q2	$1.06M	Buy	+23,117	New	+$1.05M	0.39%	65

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Clearwater Capital Advisors's FYX Position: Q1 2020 in Review

Clearwater Capital Advisors sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2020, closing a stake of 3,441 shares — an estimated $223K sold.

Clearwater Capital Advisors first reported a position in FYX in Q2 2016 and held it in 15 quarters. The position peaked at $2.46M in Q3 2018. 88 funds tracked by Wall St. Rank hold FYX as of Q1 2020.

Clearwater Capital Advisors reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Clearwater Capital Advisors sold 3,441 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2020, an estimated $223K.
Clearwater Capital Advisors first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2016 and held it in 15 quarters.
Clearwater Capital Advisors's First Trust Small Cap Core AlphaDEX Fund position peaked at $2.46M in Q3 2018.
88 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2020.

Based on Clearwater Capital Advisors's 13F filing for Q1 2020, filed 15 Apr 2020.