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First Trust Small Cap Core AlphaDEX Fund

57 hedge funds and large institutions have $283M invested in First Trust Small Cap Core AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 31 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
-3
Holders Change %
-5%
% of All Funds
1.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
31
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
PI
26
Placemark Investments
Illinois
$788K +$191K +4,269 +32%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$742K +$9.82K +219 +1%
PAG
28
Private Advisor Group
New Jersey
$703K -$20.5K -456 -3%
LPT
29
Legacy Private Trust
Wisconsin
$641K +$641K +14,291 New
OC
30
Oppenheimer & Co
New York
$630K -$186K -4,140 -23%
PNC
31
Park National Corp
Ohio
$629K +$46.7K +1,040 +8%
FHC
32
First Heartland Consultants
Missouri
$612K +$132K +2,929 +27%
UR
33
USCA RIA
Texas
$464K +$19.4K +431 +4%
FAAS
34
First Allied Advisory Services
California
$451K +$82.4K +1,867 +22%
VFS
35
VSR Financial Services
Kansas
$450K +$12.1K +269 +3%
PGFC
36
Peapack-Gladstone Financial Corp
New Jersey
$404K
AIG
37
American International Group
New York
$387K +$89K +1,982 +30%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$372K +$61.8K +1,350 +20%
MIAN
39
Mariner Independent Advisor Network
Kansas
$286K +$27.5K +613 +11%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$251K -$352K -7,858 -58%
RJT
41
Raymond James Trust
Florida
$247K +$26K +577 +12%
IH
42
IFC Holdings
Florida
$231K +$24.5K +543 +12%
Jane Street
43
Jane Street
New York
$228K +$228K +5,082 New
SF
44
Synovus Financial
Georgia
$224K
BFEC
45
Benjamin F. Edwards & Company
Missouri
$129K +$7.15K +160 +6%
MFS
46
MSI Financial Services
Massachusetts
$110K +$28.1K +625 +34%
NES
47
New England Securities
New York
$78K -$212K -4,718 -73%
RIA
48
Regal Investment Advisors
Michigan
$58K
WA
49
WFG Advisors
Texas
$53K -$12.5K -280 -19%
Citigroup
50
Citigroup
New York
$51K -$25.5K -570 -33%