Mariner Independent Advisor Network’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Mariner Independent Advisor Network’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-11,175	Closed	-$1.09M	–	517
2021 Q4	$1.09M	Sell	11,175 -1,592	-12%	-$153K	0.05%	318
2021 Q3	$1.17M	Buy	12,767 +140	+1%	+$12.8K	0.06%	305
2021 Q2	$1.18M	Sell	12,627 -20	-0.2%	-$1.86K	0.05%	320
2021 Q1	$1.15M	Buy	+12,647	New	+$1.11M	0.06%	285
2017 Q1	–	Sell	-26,491	Closed	-$1.43M	–	290
2016 Q4	$1.43M	Buy	+26,491	New	+$1.35M	0.23%	86
2015 Q1	–	Sell	-6,981	Closed	-$342K	–	108
2014 Q4	$342K	Buy	6,981 +605	+9%	+$28.3K	0.16%	106
2014 Q3	$286K	Buy	6,376 +613	+11%	+$29K	0.15%	91
2014 Q2	$283K	Buy	+5,763	New	+$273K	0.14%	96

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

WWM

Western Wealth Management Golden, Colorado $2.63B AUM 21.3% 1-Year Est. Return

Mariner Independent Advisor Network's FYX Position: Q1 2022 in Review

Mariner Independent Advisor Network sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2022, closing a stake of 11,175 shares — an estimated $1.09M sold.

Mariner Independent Advisor Network first reported a position in FYX in Q2 2014 and held it in 8 quarters. The position peaked at $1.43M in Q4 2016. 126 funds tracked by Wall St. Rank hold FYX as of Q1 2022.

Mariner Independent Advisor Network reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2022 after selling out during the quarter.
Mariner Independent Advisor Network sold 11,175 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2022, an estimated $1.09M.
Mariner Independent Advisor Network first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2014 and held it in 8 quarters.
Mariner Independent Advisor Network's First Trust Small Cap Core AlphaDEX Fund position peaked at $1.43M in Q4 2016.
126 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2022.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2022, filed 10 May 2022.