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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

60 hedge funds and large institutions have $306M invested in First Trust Small Cap Core AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+3
Holders Change %
+5.26%
% of All Funds
1.73%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
27
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AIM
Astor Investment Management
Illinois
+$9.43M
2
Bank of America
Bank of America
North Carolina
+$7.6M
3
Morgan Stanley
Morgan Stanley
New York
+$6.49M
4
SG Americas Securities
SG Americas Securities
New York
+$4.49M
5
CS
Credit Suisse
Switzerland
+$2.88M

Top Sellers

1
DWA
Dorsey Wright & Associates
California
-$28.6M
2
AIA
Arrow Investment Advisors
Maryland
-$20.4M
3
CAN
Cetera Advisor Networks
California
-$12.7M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$7.95M
5
Wells Fargo
Wells Fargo
California
-$6.03M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$911K +$157K +3,195 +21%
OC
27
Oppenheimer & Co
New York
$893K -$600K -12,202 -40%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$802K +$50.7K +1,032 +7%
PAG
29
Private Advisor Group
New Jersey
$792K +$344 +7 +0%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$683K +$683K +13,912 New
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$661K +$169K +3,446 +34%
PI
32
Placemark Investments
Illinois
$655K +$97.1K +1,974 +17%
PNC
33
Park National Corp
Ohio
$637K +$637K +12,965 New
CS
34
Comerica Securities
Michigan
$586K +$25.5K +519 +5%
FHC
35
First Heartland Consultants
Missouri
$526K +$95.8K +1,950 +22%
UR
36
USCA RIA
Texas
$486K +$7.36K +150 +2%
VFS
37
VSR Financial Services
Kansas
$479K -$997K -20,286 -68%
PGFC
38
Peapack-Gladstone Financial Corp
New Jersey
$442K – – –
FAAS
39
First Allied Advisory Services
California
$413K -$19.2K -389 -4%
SI
40
SII Investments
Wisconsin
$368K -$50K -1,013 -12%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$328K +$105K +2,172 +47%
AIG
42
American International Group
New York
$326K -$31.2K -635 -9%
NES
43
New England Securities
New York
$317K +$192K +3,903 +153%
MIAN
44
Mariner Independent Advisor Network
Kansas
$283K +$283K +5,763 New
SF
45
Synovus Financial
Georgia
$245K – – –
RJT
46
Raymond James Trust
Florida
$241K +$33.4K +680 +16%
IH
47
IFC Holdings
Florida
$224K +$637 +13 +0.3%
BFEC
48
Benjamin F. Edwards & Company
Missouri
$134K – – –
MFS
49
MSI Financial Services
Massachusetts
$90K +$90K +1,825 New
Citigroup
50
Citigroup
New York
$84K – – –
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