First Trust Small Cap Value AlphaDEX Fund
FYT
32 hedge funds and large institutions have $25.9M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 4 closing their positions.
88% more repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 8
25% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 4
3% more funds holding
Funds holding: 31 → 32 (+1)
0.93% more ownership
Funds ownership: 50.85% → 51.78% (+0.93%)
10% less capital invested
Capital invested by funds: $28.6M → $25.9M (-$2.73M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$1.52M |
| 2 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
+$515K |
| 3 |
Jane Street
New York
|
+$403K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$315K |
| 5 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
+$234K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.89M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$1.63M |
| 3 |
Morgan Stanley
New York
|
-$1.12M |
| 4 |
SAM
Sequent Asset Management
Houston,
Texas
|
-$479K |
| 5 |
CA
Cetera Advisors
Denver,
Colorado
|
-$414K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GWM
26
Gupta Wealth Management
San Diego,
California
| $54K | – | – | – |
|
|
IA
27
IFP Advisors
Tampa,
Florida
| $43K | +$45.1K | +1,586 | New |
|
|
LTFS
28
Ladenburg Thalmann Financial Services
Miami,
Florida
| $37K | +$31.9K | +1,122 | +460% |
|
|
TRCT
29
Tower Research Capital (TRC)
New York
| $17K | +$18K | +634 | New |
|
|
MFS
30
MSI Financial Services
Springfield,
Massachusetts
| $15K | +$8.79K | +309 | +124% |
|
31
Creative Planning
Overland Park,
Kansas
| $12K | +$12.8K | +450 | New |
|
|
32
Citadel Advisors
Miami,
Florida
| – | -$1.63M | -59,408 | Closed |
|
|
CA
33
Cetera Advisors
Denver,
Colorado
| – | -$414K | -15,235 | Closed |
|
34
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$368K | -13,448 | Closed |
|
35
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$13K | -477 | Closed |
|
FYT Hedge Fund Activity: Q4 2015 in Review
32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2015, worth a combined $25.9M — down 9.5% from $28.6M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FYT positions and 4 closed out — a net gain of 1 holder — while 15 added to existing stakes and 8 trimmed.
The largest buyer was LPL Financial, adding an estimated $1.52M. The largest seller was Susquehanna International Group, cutting an estimated $1.89M.
- 32 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2015, up from 31 in Q3 2015.
- Funds reported $25.9M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2015, down 9.5% quarter-over-quarter.
- 5 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2015 and 4 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $1.52M added.
- The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2015 was Susquehanna International Group, an estimated $1.89M sold.
Based on aggregated 13F filings for Q4 2015.