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First Trust Small Cap Value AlphaDEX Fund

31 hedge funds and large institutions have $34.7M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
-2
Holders Change %
-6.06%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
BTS
1
BB&T Securities
Virginia
$7.64M +$7.64M +247,418 New
Morgan Stanley
2
Morgan Stanley
New York
$7.06M +$24.7K +802 +0.4%
Wells Fargo
3
Wells Fargo
California
$5.23M -$1.37M -44,541 -21%
RJA
4
Raymond James & Associates
Florida
$2.97M +$1.75M +56,731 +144%
LPL Financial
5
LPL Financial
California
$2.35M -$274K -8,934 -10%
Bank of America
6
Bank of America
North Carolina
$1.59M +$200K +6,494 +14%
AG
7
Advisor Group
Arizona
$1.09M +$31.3K +1,014 +3%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.05M +$150K +4,859 +17%
CWM
9
Cornerstone Wealth Management
Missouri
$565K +$565K +18,385 New
SAM
10
Sequent Asset Management
Texas
$506K -$12.5K -403 -2%
Stifel Financial
11
Stifel Financial
Missouri
$497K +$146K +4,704 +41%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$448K +$448K +14,529 New
DADC
13
D.A. Davidson & Co
Montana
$421K -$3.67K -119 -0.9%
IWA
14
Intercontinental Wealth Advisors
Texas
$407K
Goldman Sachs
15
Goldman Sachs
New York
$372K -$37.1K -1,200 -9%
US Bancorp
16
US Bancorp
Minnesota
$368K +$58.7K +1,904 +19%
MFS
17
MSI Financial Services
Massachusetts
$298K +$143K +4,637 +92%
HFS
18
HL Financial Services
Kentucky
$277K -$20.7K -672 -7%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$267K -$7.78K -252 -3%
Ameriprise
20
Ameriprise
Minnesota
$230K +$230K +7,442 New
Citigroup
21
Citigroup
New York
$194K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$193K +$4.88K +158 +3%
MRCM
23
M&R Capital Management
New Jersey
$138K +$2.92K +95 +2%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$126K +$14.4K +466 +13%
SG Americas Securities
25
SG Americas Securities
New York
$101K -$83K -2,700 -45%