First Trust Small Cap Value AlphaDEX Fund
FYT
31 hedge funds and large institutions have $34.7M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.
33% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 3
27% more capital invested
Capital invested by funds: $27.3M → $34.7M (+$7.33M)
9.03% more ownership
Funds ownership: 55.19% → 64.22% (+9%)
9% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 11
6% less funds holding
Funds holding: 33 → 31 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BTS
BB&T Securities
Richmond,
Virginia
|
+$7.48M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.71M |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$439K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$225K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$196K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$1.35M |
| 2 |
LPL Financial
San Diego,
California
|
-$270K |
| 3 |
M&T Bank
Buffalo,
New York
|
-$218K |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$204K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$176K |
FYT Hedge Fund Activity: Q3 2016 in Review
31 of the 3,759 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2016, worth a combined $34.7M — up 27% from $27.3M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new FYT positions and 3 closed out — a net gain of 1 holder — while 12 added to existing stakes and 11 trimmed.
The largest buyer was BB&T Securities, opening a new position worth an estimated $7.48M. The largest seller was Wells Fargo, cutting an estimated $1.35M.
- 31 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2016, down from 33 in Q2 2016.
- Funds reported $34.7M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2016, up 27% quarter-over-quarter.
- 4 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2016 and 3 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2016 was BB&T Securities, an estimated $7.48M added.
- The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2016 was Wells Fargo, an estimated $1.35M sold.
Based on aggregated 13F filings for Q3 2016.