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First Trust Small Cap Value AlphaDEX Fund
FYT

31 hedge funds and large institutions have $34.7M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

359% more capital inflows, than outflows

Capital inflows: $11.2M | Capital outflows: $2.45M

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

9.03% more ownership

Funds ownership: 55.19% → 64.22% (+9%)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

6% less funds holding

Funds holding: 33 → 31 (-2)

Holders
31
Holders Change
-2
Holders Change %
-6.06%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BB&T Securities
BB&T Securities
Virginia
+$7.48M
2
Raymond James & Associates
Raymond James & Associates
Florida
+$1.71M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$439K
4
Ameriprise
Ameriprise
Minnesota
+$225K
5
Bank of America
Bank of America
North Carolina
+$196K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$1.35M
2
LPL Financial
LPL Financial
California
-$270K
3
M&T Bank
M&T Bank
New York
-$218K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$204K
5
UBS Group
UBS Group
Switzerland
-$176K

FYT Hedge Fund Activity: Q3 2016 in Review

31 of the 3,759 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2016, worth a combined $34.7M — up 27% from $27.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FYT positions and 3 closed out — a net gain of 1 holder — while 12 added to existing stakes and 11 trimmed.

The largest buyer was BB&T Securities, opening a new position worth an estimated $7.48M. The largest seller was Wells Fargo, cutting an estimated $1.35M.

  • 31 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2016, down from 33 in Q2 2016.
  • Funds reported $34.7M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2016, up 27% quarter-over-quarter.
  • 4 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2016 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2016 was BB&T Securities, an estimated $7.48M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2016 was Wells Fargo, an estimated $1.35M sold.

Based on aggregated 13F filings for Q3 2016.