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First Trust Small Cap Value AlphaDEX Fund

73 hedge funds and large institutions have $153M invested in First Trust Small Cap Value AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

16% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 19

6% more funds holding

Funds holding: 6973 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% less capital invested

Capital invested by funds: $153M → $153M (-$604K)

3.62% less ownership

Funds ownership: 81.62%78.01% (-3.6%)

Holders
73
Holders Change
+4
Holders Change %
+5.8%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
11
Increased
22
Reduced
19
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$17M +$2.87M +54,578 +21%
SW
2
Simplicity Wealth
New Jersey
$15M +$14.4M +275,221 New
LPL Financial
3
LPL Financial
California
$14.2M +$658K +12,543 +5%
Morgan Stanley
4
Morgan Stanley
New York
$14.1M -$13.6M -259,495 -50%
BIP
5
Blueprint Investment Partners
North Carolina
$14.1M +$83.7K +1,595 +0.6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.45M +$254K +4,847 +3%
RIA
7
Regal Investment Advisors
Michigan
$6.93M +$6.7M +127,623 New
PAG
8
Private Advisor Group
New Jersey
$5.23M +$236K +4,489 +5%
RJA
9
Raymond James & Associates
Florida
$4.77M +$3.31M +63,134 +255%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$4.52M +$420K +7,993 +11%
KWM
11
Kingsview Wealth Management
Oregon
$4.02M +$339K +6,463 +10%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.98M +$50.2K +956 +1%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.59M -$707K -13,463 -17%
HI
14
Harbour Investments
Wisconsin
$3.43M +$305K +5,812 +10%
UBS Group
15
UBS Group
Switzerland
$2.98M -$1.47M -27,929 -34%
Truist Financial
16
Truist Financial
North Carolina
$2.87M -$796K -15,157 -22%
Stifel Financial
17
Stifel Financial
Missouri
$2.65M +$727K +13,850 +40%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$2.3M -$822K -15,653 -27%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$2.23M +$1.9M +36,250 +764%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$2.13M +$98.6K +1,879 +5%
KAS
21
Kestra Advisory Services
Texas
$1.63M +$58K +1,104 +4%
AWS
22
Atria Wealth Solutions
New York
$1.62M -$73.5K -1,401 -4%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.57M -$140K -2,676 -8%
Citadel Advisors
24
Citadel Advisors
Florida
$1.44M +$1.4M +26,574 New
US Bancorp
25
US Bancorp
Minnesota
$1.37M +$34.3K +654 +3%

FYT Hedge Fund Activity: Q1 2024 in Review

73 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2024, worth a combined $153M — down 0.39% from $153M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FYT positions and 5 closed out — a net gain of 6 holders — while 22 added to existing stakes and 19 trimmed.

The largest buyer was Simplicity Wealth, opening a new position worth an estimated $14.4M. The largest seller was Morgan Stanley, cutting an estimated $13.6M.

  • 73 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2024, up from 69 in Q4 2023.
  • Funds reported $153M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2024, down 0.39% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2024 and 5 closed out, a net change of +6 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2024 was Simplicity Wealth, an estimated $14.4M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $13.6M sold.

Based on aggregated 13F filings for Q1 2024.