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First Trust Small Cap Value AlphaDEX Fund

30 hedge funds and large institutions have $28M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
13
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.74M 237,025 -76,875 -24%
LPL Financial
2
LPL Financial
California
$4.15M 151,706 +27,307 +22%
Wells Fargo
3
Wells Fargo
California
$3.98M 140,103 +4,318 +3%
VFS
4
VSR Financial Services
Kansas
$3.47M 122,029 +122,029 New
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.42M 85,256 +39,269 +85%
Bank of America
6
Bank of America
North Carolina
$943K 33,192 +17,265 +108%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$845K 29,737 +4,472 +18%
Goldman Sachs
8
Goldman Sachs
New York
$830K 29,199 -3,110 -10%
RJA
9
Raymond James & Associates
Florida
$713K 25,101 -1,169 -4%
SAM
10
Sequent Asset Management
Texas
$477K 16,782
DADC
11
D.A. Davidson & Co
Montana
$384K 13,529 +225 +2%
IWA
12
Intercontinental Wealth Advisors
Texas
$375K 13,190
UBS Group
13
UBS Group
Switzerland
$320K 11,266 -800 -7%
Stifel Financial
14
Stifel Financial
Missouri
$297K 10,452 -3,220 -24%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$295K 10,350 +8,984 +658%
HFS
16
HL Financial Services
Kentucky
$271K 9,522 +9,522 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$249K 8,746 +30 +0.3%
LWAC
18
Laurel Wealth Advisors (California)
California
$216K 7,615
US Bancorp
19
US Bancorp
Minnesota
$215K 7,555 +1,641 +28%
Citigroup
20
Citigroup
New York
$204K 7,186
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$189K 6,632 -9,515 -59%
AIG
22
American International Group
New York
$144K 5,066 +444 +10%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$94K 3,294 +21 +0.6%
WA
24
WFG Advisors
Texas
$92K 3,254 +900 +38%
GWM
25
Gupta Wealth Management
California
$57K 2,000