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First Trust Small Cap Value AlphaDEX Fund

64 hedge funds and large institutions have $94.9M invested in First Trust Small Cap Value AlphaDEX Fund in 2025 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 24 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more capital invested

Capital invested by funds: $79.2M → $94.9M (+$15.7M)

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

6.54% more ownership

Funds ownership: 62.74%69.27% (+6.5%)

2% less funds holding

Funds holding: 6564 (-1)

29% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 24

Holders
64
Holders Change
-1
Holders Change %
-1.54%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
8
Increased
17
Reduced
24
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.8M +$812K +14,953 +8%
Wells Fargo
2
Wells Fargo
California
$10.1M -$231K -4,255 -2%
BIP
3
Blueprint Investment Partners
North Carolina
$9.85M +$2.94M +54,166 +44%
BFA
4
Blueprint Financial Advisors
North Carolina
$9.85M +$9.57M +176,201 New
Morgan Stanley
5
Morgan Stanley
New York
$8.95M +$146K +2,684 +2%
KWM
6
Kingsview Wealth Management
Oregon
$5.23M -$7.5K -138 -0.1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.12M -$1.33M -24,456 -21%
PWS
8
Proactive Wealth Strategies
Georgia
$3.67M -$197K -3,635 -5%
Raymond James Financial
9
Raymond James Financial
Florida
$2.83M -$157K -2,887 -5%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$2.82M +$909K +16,732 +50%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.58M +$70.4K +1,297 +3%
Truist Financial
12
Truist Financial
North Carolina
$2.52M +$111K +2,047 +5%
UBS Group
13
UBS Group
Switzerland
$2.14M -$478K -8,805 -19%
KAS
14
Kestra Advisory Services
Texas
$1.81M -$94.6K -1,741 -5%
US Bancorp
15
US Bancorp
Minnesota
$1.71M +$25.7K +473 +2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.68M -$108K -1,984 -6%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$970K -$8.53K -157 -0.9%
Osaic Holdings
18
Osaic Holdings
Arizona
$865K -$50.8K -935 -6%
BAM
19
Belpointe Asset Management
Nevada
$807K +$57K +1,050 +8%
PB
20
Pinnacle Bancorp
Nebraska
$750K
GWP
21
Gateway Wealth Partners
Wisconsin
$672K +$49.9K +919 +8%
PAG
22
Private Advisor Group
New Jersey
$633K -$13K -239 -2%
Stifel Financial
23
Stifel Financial
Missouri
$584K -$79K -1,455 -12%
Goldman Sachs
24
Goldman Sachs
New York
$504K
TWM
25
TCFG Wealth Management
California
$504K

FYT Hedge Fund Activity: Q3 2025 in Review

64 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2025, worth a combined $94.9M — up 20% from $79.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FYT positions and 7 closed out — a net gain of 1 holder — while 17 added to existing stakes and 24 trimmed.

The largest buyer was Blueprint Financial Advisors, opening a new position worth an estimated $9.57M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.83M sold.

  • 64 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2025, down from 65 in Q2 2025.
  • Funds reported $94.9M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2025, up 20% quarter-over-quarter.
  • 8 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2025 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2025 was Blueprint Financial Advisors, an estimated $9.57M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2025 was Citadel Advisors, an estimated $1.83M sold.

Based on aggregated 13F filings for Q3 2025.