FYT icon

First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

62 hedge funds and large institutions have $159M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+7
Holders Change %
+12.73%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
22
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$24.5M
2
Citadel Advisors
Citadel Advisors
Florida
$2.11M
3
Wells Fargo
Wells Fargo
California
$26.4M
4
LPL Financial
LPL Financial
California
$19.8M
5
GVAG
Great Valley Advisor Group
Delaware
$12.2M

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
$2.19M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$9.91M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$1.12M
4
HIS
Harvest Investment Services
Illinois
$0
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$574K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$26.4M +$1.53M +28,857 +6%
Morgan Stanley
2
Morgan Stanley
New York
$24.5M +$5.08M +95,712 +26%
LPL Financial
3
LPL Financial
California
$19.8M +$1.44M +27,182 +8%
GVAG
4
Great Valley Advisor Group
Delaware
$12.2M +$746K +14,049 +6%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.91M -$4.79M -90,178 -33%
OPOWM
6
One Plus One Wealth Management
Florida
$6.52M -$637K -11,992 -9%
Truist Financial
7
Truist Financial
North Carolina
$6.12M -$1.16M -21,933 -16%
RJA
8
Raymond James & Associates
Florida
$5.31M +$182K +3,431 +4%
PAG
9
Private Advisor Group
New Jersey
$4.9M +$5.52K +104 +0.1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.78M -$1.24M -23,316 -21%
SPC
11
Sigma Planning Corp
Michigan
$3.29M +$131K +2,464 +4%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$3.2M -$1.21M -22,825 -27%
UBS Group
13
UBS Group
Switzerland
$2.78M +$242K +4,551 +10%
KWM
14
Kingsview Wealth Management
Oregon
$2.24M +$88.7K +1,671 +4%
Stifel Financial
15
Stifel Financial
Missouri
$2.19M -$6.2M -116,854 -74%
Citadel Advisors
16
Citadel Advisors
Florida
$2.11M +$1.63M +30,710 +341%
HI
17
Harbour Investments
Wisconsin
$1.92M +$339K +6,394 +22%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.8M +$118K +2,216 +7%
CA
19
CoreCap Advisors
Michigan
$1.38M +$1.38M +26,000 New
CFD
20
Creative Financial Designs
Indiana
$1.33M +$283K +5,324 +27%
US Bancorp
21
US Bancorp
Minnesota
$1.16M +$13K +244 +1%
TRCT
22
Tower Research Capital (TRC)
New York
$1.14M -$221K -4,163 -16%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.12M -$2.74M -51,557 -71%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$848K +$136K +2,570 +19%
SWM
25
Spire Wealth Management
Virginia
$829K +$58.1K +1,095 +8%
1
2 3