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First Trust Small Cap Value AlphaDEX Fund

69 hedge funds and large institutions have $163M invested in First Trust Small Cap Value AlphaDEX Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2.8% more ownership

Funds ownership: 69.96%72.76% (+2.8%)

1% more funds holding

Funds holding: 6869 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 22

12% less capital invested

Capital invested by funds: $186M → $163M (-$22.4M)

Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
22
Reduced
22
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$27.9M -$2.54M -53,052 -8%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$23.1M +$15.8M +329,282 +168%
Morgan Stanley
3
Morgan Stanley
New York
$20.3M -$5.21M -108,739 -19%
LPL Financial
4
LPL Financial
California
$12.9M -$5.6M -116,915 -29%
GVAG
5
Great Valley Advisor Group
Delaware
$12.5M +$1.16M +24,118 +9%
UBS Group
6
UBS Group
Switzerland
$5.53M +$377K +7,872 +7%
OPOWM
7
One Plus One Wealth Management
Florida
$5.43M -$193K -4,023 -3%
RJA
8
Raymond James & Associates
Florida
$4.48M -$75K -1,566 -2%
First Trust Advisors
9
First Trust Advisors
Illinois
$4.31M -$150K -3,120 -3%
Truist Financial
10
Truist Financial
North Carolina
$3.79M -$28.5K -594 -0.7%
PAG
11
Private Advisor Group
New Jersey
$3.78M -$468K -9,764 -10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.4M -$805K -16,803 -18%
Stifel Financial
13
Stifel Financial
Missouri
$3.19M +$136K +2,838 +4%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$2.82M +$73.3K +1,530 +2%
HI
15
Harbour Investments
Wisconsin
$2.18M +$2.38M +49,570 New
KWM
16
Kingsview Wealth Management
Oregon
$2.16M +$400K +8,353 +20%
AWS
17
Atria Wealth Solutions
New York
$2.07M -$464K -9,676 -17%
SMF
18
Sterling Manor Financial
New York
$2.03M +$185K +3,861 +9%
Osaic Holdings
19
Osaic Holdings
Arizona
$2.01M -$1.44M -29,997 -40%
SPIA
20
Steward Partners Investment Advisory
New York
$1.55M +$1.69M +35,309 New
TFA
21
Transamerica Financial Advisors
Florida
$1.41M +$1.51M +31,420 +6,629%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.21M +$64.2K +1,339 +5%
CFD
23
Creative Financial Designs
Indiana
$1.14M +$28.9K +604 +2%
US Bancorp
24
US Bancorp
Minnesota
$1.03M +$20.6K +430 +2%
TRCT
25
Tower Research Capital (TRC)
New York
$1.01M +$609K +12,705 +123%

FYT Hedge Fund Activity: Q2 2022 in Review

69 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2022, worth a combined $163M — down 12% from $186M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FYT positions and 7 closed out — a net gain of 1 holder — while 22 added to existing stakes and 22 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $15.8M. The largest seller was LPL Financial, cutting an estimated $5.6M.

  • 69 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2022, up from 68 in Q1 2022.
  • Funds reported $163M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2022, down 12% quarter-over-quarter.
  • 8 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2022 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2022 was Raymond James Financial Services Advisors, an estimated $15.8M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2022 was LPL Financial, an estimated $5.6M sold.

Based on aggregated 13F filings for Q2 2022.