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First Trust Small Cap Value AlphaDEX Fund

33 hedge funds and large institutions have $24.8M invested in First Trust Small Cap Value AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

77% more capital invested

Capital invested by funds: $14.1M → $24.8M (+$10.8M)

38% more funds holding

Funds holding: 2433 (+9)

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

10.6% more ownership

Funds ownership: 42.5%53.11% (+11%)

Holders
33
Holders Change
+9
Holders Change %
+37.5%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
8
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.72M +$1.63M +59,212 +45%
Bank of America
2
Bank of America
North Carolina
$3.79M +$1.08M +39,505 +46%
LPL Financial
3
LPL Financial
California
$3.03M +$558K +20,304 +25%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2M +$1.01M +36,689 +123%
Wells Fargo
5
Wells Fargo
California
$1.48M -$139K -5,052 -9%
UBS Group
6
UBS Group
Switzerland
$1.4M +$910K +33,146 +247%
US Bancorp
7
US Bancorp
Minnesota
$853K +$25.9K +943 +3%
TRCT
8
Tower Research Capital (TRC)
New York
$797K -$889K -32,371 -55%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$793K +$722K +26,296 New
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$748K +$114K +4,140 +20%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$539K +$490K +17,849 New
Osaic Holdings
12
Osaic Holdings
Arizona
$452K +$46.2K +1,682 +13%
CWS
13
Cypress Wealth Services
California
$401K
IWA
14
Intercontinental Wealth Advisors
Texas
$314K
RJA
15
Raymond James & Associates
Florida
$303K +$275K +10,030 New
Stifel Financial
16
Stifel Financial
Missouri
$271K +$247K +8,994 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$269K +$245K +8,919 New
MRCM
18
M&R Capital Management
New Jersey
$258K
DADC
19
D.A. Davidson & Co
Montana
$230K -$41.8K -1,522 -17%
CPIG
20
Chicago Partners Investment Group
Illinois
$226K +$198K +7,207 New
Jane Street
21
Jane Street
New York
$210K -$199K -7,230 -51%
KWM
22
Kingsview Wealth Management
Oregon
$201K +$183K +6,672 New
Citigroup
23
Citigroup
New York
$187K
PAG
24
Private Advisor Group
New Jersey
$112K +$102K +3,706 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$66K -$13.3K -486 -18%

FYT Hedge Fund Activity: Q2 2020 in Review

33 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2020, worth a combined $24.8M — up 77% from $14.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FYT positions and 2 closed out — a net gain of 9 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.63M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.21M sold.

  • 33 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2020, up from 24 in Q1 2020.
  • Funds reported $24.8M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2020, up 77% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2020 and 2 closed out, a net change of +9 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2020 was Morgan Stanley, an estimated $1.63M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2020 was Susquehanna International Group, an estimated $1.21M sold.

Based on aggregated 13F filings for Q2 2020.