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First Trust Small Cap Value AlphaDEX Fund

34 hedge funds and large institutions have $24.9M invested in First Trust Small Cap Value AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 9 closing their positions.

Holders
34
Holders Change
-6
Holders Change %
-15%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
15
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.37M 173,490 -6,683 -4%
LPL Financial
2
LPL Financial
California
$3.09M 99,814 -1,986 -2%
Bank of America
3
Bank of America
North Carolina
$2.41M 77,970 +718 +0.9%
Wells Fargo
4
Wells Fargo
California
$2.17M 70,118 +2,735 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.67M 53,891 +15,483 +40%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$1.44M 46,378 +11,614 +33%
Citadel Advisors
7
Citadel Advisors
Florida
$1.15M 37,194 +21,181 +132%
RJA
8
Raymond James & Associates
Florida
$934K 30,189 +19,015 +170%
NWM
9
Northwest Wealth Management
Iowa
$708K 22,873 -46,514 -67%
US Bancorp
10
US Bancorp
Minnesota
$597K 19,293 -637 -3%
AG
11
Advisor Group
Arizona
$568K 18,379 +2,128 +13%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$436K 14,086 -100,393 -88%
IWA
13
Intercontinental Wealth Advisors
Texas
$381K 12,310
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$362K 11,669 +4,203 +56%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$350K 11,316 +3,334 +42%
DADC
16
D.A. Davidson & Co
Montana
$341K 11,023 +478 +5%
CS
17
Credit Suisse
Switzerland
$326K 10,531 +10,531 New
GIA
18
Gladstone Institutional Advisory
Florida
$316K 10,217 +10,217 New
Stifel Financial
19
Stifel Financial
Missouri
$301K 9,792 +2,060 +27%
MRCM
20
M&R Capital Management
New Jersey
$300K 9,715 +1,930 +25%
CPIG
21
Chicago Partners Investment Group
Illinois
$274K 8,097 +2,805 +53%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$240K 7,760 -506 -6%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$225K 7,284 -4,765 -40%
Citigroup
24
Citigroup
New York
$192K 6,200
CFGS
25
Concourse Financial Group Securities
Alabama
$189K 6,138 +1,271 +26%