FYT icon

First Trust Small Cap Value AlphaDEX Fund

30 hedge funds and large institutions have $112M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+7
Holders Change %
+30.43%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
11
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
BTS
1
BB&T Securities
Virginia
$69.5M +$69.5M +207,703 New
Morgan Stanley
2
Morgan Stanley
New York
$15.8M +$2.13M +63,568 +16%
Wells Fargo
3
Wells Fargo
California
$6.16M +$599K +17,908 +11%
Jane Street
4
Jane Street
New York
$5.22M +$4.96M +148,284 +1,899%
UBS Group
5
UBS Group
Switzerland
$2.3M +$1.91M +57,122 +490%
VFS
6
VSR Financial Services
Kansas
$1.78M +$1.78M +53,365 New
LPL Financial
7
LPL Financial
California
$1.56M +$427K +12,735 +38%
SG Americas Securities
8
SG Americas Securities
New York
$1.2M -$144K -4,300 -11%
Goldman Sachs
9
Goldman Sachs
New York
$1.18M +$1.18M +35,260 New
RJA
10
Raymond James & Associates
Florida
$1.17M +$173K +5,188 +17%
SAM
11
Sequent Asset Management
Texas
$1.12M +$1.12M +33,570 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$677K -$976K -29,163 -59%
CA
13
Cetera Advisors
Colorado
$536K +$81.5K +2,439 +18%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$530K -$257K -7,691 -33%
Stifel Financial
15
Stifel Financial
Missouri
$529K -$10.2K -306 -2%
Bank of America
16
Bank of America
North Carolina
$451K -$104K -3,124 -19%
SPC
17
Sigma Planning Corp
Michigan
$389K +$389K +11,620 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$363K +$35.2K +1,052 +11%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$351K +$351K +10,508 New
Ameriprise
20
Ameriprise
Minnesota
$236K -$98K -2,794 -29%
Citigroup
21
Citigroup
New York
$207K +$207K +6,200 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$156K +$52.9K +1,586 +51%
AIG
23
American International Group
New York
$152K +$23.8K +712 +19%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$93K +$93K +2,782 New
GWM
25
Gupta Wealth Management
California
$67K +$67K +2,000 New