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First Trust Small Cap Value AlphaDEX Fund

68 hedge funds and large institutions have $122M invested in First Trust Small Cap Value AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 21

1% less funds holding

Funds holding: 6968 (-1)

2.63% less ownership

Funds ownership: 72.76%70.13% (-2.6%)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

25% less capital invested

Capital invested by funds: $163M → $122M (-$41.4M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
68
Holders Change
-1
Holders Change %
-1.45%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
23
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.9M +$2.56M +55,341 +12%
Wells Fargo
2
Wells Fargo
California
$17.6M -$9.17M -197,871 -31%
GVAG
3
Great Valley Advisor Group
Delaware
$12.9M +$1.65M +35,570 +13%
LPL Financial
4
LPL Financial
California
$11.3M -$674K -14,554 -5%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.72M -$16.6M -358,916 -68%
UBS Group
6
UBS Group
Switzerland
$4.95M -$151K -3,266 -3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.65M +$1.73M +37,427 +48%
First Trust Advisors
8
First Trust Advisors
Illinois
$4.53M +$653K +14,106 +14%
RJA
9
Raymond James & Associates
Florida
$4.14M +$25.4K +549 +0.5%
PAG
10
Private Advisor Group
New Jersey
$3.44M -$33.6K -726 -0.8%
HI
11
Harbour Investments
Wisconsin
$2.18M
BFEC
12
Benjamin F. Edwards & Company
Missouri
$2.06M -$612K -13,203 -21%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.95M +$111K +2,390 +5%
SPC
14
Sigma Planning Corp
Michigan
$1.89M +$1.44M +31,027 +197%
KWM
15
Kingsview Wealth Management
Oregon
$1.82M -$189K -4,081 -8%
AWS
16
Atria Wealth Solutions
New York
$1.79M -$136K -2,930 -6%
Stifel Financial
17
Stifel Financial
Missouri
$1.48M -$1.67M -35,997 -50%
TFA
18
Transamerica Financial Advisors
Florida
$1.29M +$1.99K +43 +0.1%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.11M -$4.54K -98 -0.4%
CFD
20
Creative Financial Designs
Indiana
$1.09M +$46.7K +1,009 +4%
TRCT
21
Tower Research Capital (TRC)
New York
$1.03M +$115K +2,480 +11%
US Bancorp
22
US Bancorp
Minnesota
$954K +$6.53K +141 +0.6%
GSC
23
G&S Capital
Colorado
$916K +$26.9K +581 +3%
KAS
24
Kestra Advisory Services
Texas
$884K +$423K +9,135 +72%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$843K -$44K -950 -4%

FYT Hedge Fund Activity: Q3 2022 in Review

68 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2022, worth a combined $122M — down 25% from $163M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FYT and 7 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 23 added.

The largest buyer was Morgan Stanley, adding an estimated $2.56M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $16.6M.

  • 68 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2022, down from 69 in Q2 2022.
  • Funds reported $122M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2022, down 25% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2022 and 8 closed out, a net change of -1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2022 was Morgan Stanley, an estimated $2.56M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $16.6M sold.

Based on aggregated 13F filings for Q3 2022.