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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

15 hedge funds and large institutions have $40.4M invested in First Trust Small Cap Value AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 2 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
15
Holders Change
+3
Holders Change %
+25%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
2
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.87M
2
Bank of America
2
Bank of America
North Carolina
$4.04M
3
VFS
3
VSR Financial Services
Kansas
$1.01M
4
FHA
4
First Horizon Advisors
Tennessee
$760K
5
Wells Fargo
5
Wells Fargo
California
$3.12M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$217K
2
SI
2
Stephens Inc
Arkansas
$472K
Name Holding Trade Value Shares
Change 		Shares
Change %
HA
1
Hays Advisory
Tennessee
$18.1M +$464K +16,121 +3%
Morgan Stanley
2
Morgan Stanley
New York
$7.87M +$6.78M +235,806 +621%
Bank of America
3
Bank of America
North Carolina
$4.04M +$2.32M +80,769 +135%
BTS
4
BB&T Securities
Virginia
$3.26M +$259K +900 +9%
Wells Fargo
5
Wells Fargo
California
$3.12M +$506K +17,581 +19%
VFS
6
VSR Financial Services
Kansas
$1.01M +$1.01M +35,001 New
FHA
7
First Horizon Advisors
Tennessee
$760K +$760K +26,440 New
SNC
8
Stifel Nicolaus & Co
Missouri
$706K +$219K +7,615 +45%
SI
9
Stephens Inc
Arkansas
$472K -$63.8K -2,220 -12%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$398K +$386K +13,404 +3,238%
HFS
11
HL Financial Services
Kentucky
$357K +$121K +4,215 +51%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$217K -$4.2M -146,230 -95%
Ameriprise
13
Ameriprise
Minnesota
$77K +$45.9K +1,600 +148%
WA
14
WFG Advisors
Texas
$15K – – –
AIG
15
American International Group
New York
$3.16K +$3.16K +110 New